Filing Details
- Accession Number:
- 0001573221-21-000009
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-01-13 16:42:46
- Reporting Period:
- 2020-11-13
- Accepted Time:
- 2021-01-13 16:42:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1573221 | Therealreal Inc. | REAL | Retail-Miscellaneous Retail (5900) | 451234222 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1780940 | Ming Steve Lo | C/O Therealreal 55 Francisco Street San Francisco CA 94133 | Vp, Chief Accounting Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-11-13 | 1,799 | $10.63 | 41,049 | No | 4 | J | Direct | |
| Common Stock | Acquisiton | 2021-01-11 | 5,000 | $2.56 | 46,049 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-01-11 | 5,000 | $23.83 | 41,049 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-01-11 | 4,500 | $2.56 | 45,549 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-01-11 | 4,500 | $23.83 | 41,049 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-01-11 | 2,083 | $7.64 | 43,132 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-01-11 | 2,083 | $23.71 | 41,049 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-01-11 | 1,799 | $23.70 | 39,250 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-01-12 | 5,000 | $2.56 | 44,250 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-01-12 | 5,000 | $26.00 | 39,250 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | J | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2021-01-11 | 5,000 | $0.00 | 5,000 | $2.56 |
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2021-01-11 | 4,500 | $0.00 | 4,500 | $2.56 |
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2021-01-12 | 5,000 | $0.00 | 5,000 | $2.56 |
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2021-01-11 | 2,083 | $0.00 | 2,083 | $7.64 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 39,500 | 2026-10-27 | No | 4 | M | Direct | |
| 35,000 | 2026-10-27 | No | 4 | M | Direct | |
| 30,000 | 2026-10-27 | No | 4 | M | Direct | |
| 13,542 | 2028-12-05 | No | 4 | M | Direct |
Footnotes
- Shares acquired through the company's Employee Stock Purchase Plan on November 13, 2020.
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 10, 2020.
- Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $23.11 to $24.27. Reporting Person undertakes to provide TheRealReal, Inc., any security holder of TheRealReal, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
- Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $23.135 to $24.21. Reporting Person undertakes to provide TheRealReal, Inc., any security holder of TheRealReal, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
- Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $23.20 to $24.10. Reporting Person undertakes to provide TheRealReal, Inc., any security holder of TheRealReal, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
- Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $23.20 to $24.14. Reporting Person undertakes to provide TheRealReal, Inc., any security holder of TheRealReal, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
- This stock option is fully vested at the time of exercise.
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