Filing Details
- Accession Number:
- 0001104659-21-003879
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-01-13 16:31:40
- Reporting Period:
- 2021-01-11
- Accepted Time:
- 2021-01-13 16:31:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1577670 | Ladder Capital Corp | LADR | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1473358 | Brian Harris | C/O Ladder Capital Corp 345 Park Ave, 8Th Fl New York NY 10154 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2021-01-11 | 3,108 | $10.00 | 733,700 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2021-01-12 | 84,270 | $10.00 | 649,430 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2021-01-13 | 19,355 | $10.00 | 630,075 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 4,793,623 | Indirect | See Footnote |
| Class A Common Stock | 400,540 | Indirect | By Harris Investment Associates, L.P. |
| Class A Common Stock | 1,020,084 | Indirect | By Harris Investment Associates II, L.P. |
Footnotes
- The sales reported in this row were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 15, 2020.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.00 to $10.01, inclusive. The reporting person undertakes to provide to Ladder Capital Corp, any security holder of Ladder Capital Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The Reporting Person disclaims beneficial ownership of these shares, and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.
- Shares held directly by the Betsy A. Harris 2012 Family Trust, of which Mr. Harris is the trustee.
Billionaire Hedge Funds
