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Home > Insider Trading > Filing (0001213900-21-001840)

Filing Details

Accession Number:: 0001213900-21-001840
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-01-13 08:34:23
Reporting Period:: 2021-01-13

Accepted Time:: 2021-01-13 08:34:23
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1464790	B. Riley Financial Inc.	RILY	()	1231

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
216309	/Adv J Thomas Kelleher	C/O B. Riley Financial, Inc 11100 Santa Monica Blvd., Suite 800 Los Angeles CA 90025	Co-Ceo	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2021-01-13	4,900	$46.00	20,000	No	4	P	Indirect	See note
Common Stock	Acquisiton	2021-01-13	5,100	$46.00	459,848	No	4	P	Indirect	See note

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See note
No	4	P	Indirect	See note

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	273,804	Direct
Common Stock	5,600	Indirect	By wife
Common Stock	1,100	Indirect	By daughter
Common Stock	1,100	Indirect	By daughter
Common Stock	1,100	Indirect	By daughter

Footnotes

Represents stock purchased as part of a public offering of common stock by issuer.
Held by self-directed IRA: Thomas John Kelleher IRA.
Held of record by Thomas J. Kelleher and wife as Trustees for the Kelleher Family Trust.
Held with dispositive power for a daughter.
Held with dispositive power for a daughter.
Held with dispositive power for a daughter.
Held with dispositive power for a daughter.