Filing Details
- Accession Number:
- 0001493152-21-000881
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-01-12 20:37:56
- Reporting Period:
- 2021-01-08
- Accepted Time:
- 2021-01-12 20:37:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1799332 | Gan Ltd | GAN | Services-Computer Programming, Data Processing, Etc. (7370) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1834839 | Bruce Jeffrey Berman | C/O Gan Limited 400 Spectrum Center Drive Suite 1900 Irvine CA 92618 | Evp, Chief Commercial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-01-08 | 349 | $1.41 | 349 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-01-08 | 349 | $22.64 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-01-11 | 29,651 | $1.41 | 29,651 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-01-11 | 29,651 | $22.00 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2021-01-08 | 349 | $0.00 | 349 | $1.41 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2021-01-11 | 29,651 | $0.00 | 29,651 | $1.41 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 47,567 | 2020-05-05 | 2028-02-06 | No | 4 | M | Direct |
| 17,916 | 2020-05-05 | 2028-02-06 | No | 4 | M | Direct |
Footnotes
- The sales of shares reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on December 8, 2020.
- Represents the weighted average share price of an aggregate total of 349 shares sold in the price range of $22.62 to $22.64 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
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