Filing Details
- Accession Number:
- 0000016918-21-000027
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-01-12 17:37:18
- Reporting Period:
- 2021-01-08
- Accepted Time:
- 2021-01-12 17:37:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 16918 | Constellation Brands Inc. | STZ | Beverages (2080) | 160716709 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1540516 | Lee Robert Hanson | C/O Constellation Brands, Inc. 207 High Point Drive, Building 100 Victor NY 14564 | Evp & Pres. Wine And Spirits | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2021-01-08 | 6,101 | $0.00 | 10,179 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2021-01-08 | 4,045 | $228.15 | 6,134 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2021-01-08 | 2,056 | $230.03 | 4,078 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class 1 (Convertible) Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2021-01-08 | 1,606 | $0.00 | 1,606 | $87.13 |
| Class 1 (Convertible) Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2021-01-08 | 1,172 | $0.00 | 1,172 | $119.37 |
| Class 1 (Convertible) Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2021-01-08 | 1,267 | $0.00 | 1,267 | $166.34 |
| Class 1 (Convertible) Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2021-01-08 | 1,041 | $0.00 | 1,041 | $197.18 |
| Class 1 (Convertible) Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2021-01-08 | 1,015 | $0.00 | 1,015 | $213.85 |
| Class A Common Stock | Class 1 (convertible) Common Stock | Acquisiton | 2021-01-08 | 6,101 | $0.00 | 6,101 | $0.00 |
| Class A Common Stock | Class 1 (convertible) Common Stock | Disposition | 2021-01-08 | 6,101 | $0.00 | 6,101 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-01-23 | 2022-04-24 | No | 4 | M | Direct |
| 0 | 2016-01-22 | 2022-04-24 | No | 4 | M | Direct |
| 0 | 2017-01-20 | 2022-04-24 | No | 4 | M | Direct |
| 0 | 2018-01-18 | 2022-04-24 | No | 4 | M | Direct |
| 0 | 2019-01-17 | 2022-04-24 | No | 4 | M | Direct |
| 6,101 | No | 4 | M | Direct | ||
| 0 | No | 4 | C | Direct |
Footnotes
- The reported shares of Class A Common Stock were received upon the conversion of shares of Class 1 Common Stock on a one-to-one basis.
- Includes shares of Class A Common Stock acquired in July 2020 under the Constellation Brands, Inc. 1989 Employee Stock Purchase Plan.
- Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $230.0000 to $ 230.1200, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
- 100% of this option has become exercisable.
- Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.
- The shares of Class 1 Common Stock were acquired at the following prices: 1,606 at $87.13, 1,172 at $119.37, 1,267 at $166.34, 1,041 at $197.18. and 1,015 at $213.85.
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