Filing Details
- Accession Number:
- 0001575705-21-000008
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-01-12 16:32:49
- Reporting Period:
- 2021-01-04
- Accepted Time:
- 2021-01-12 16:32:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 8504 | Ageagle Aerial Systems Inc. | UAVS | Aircraft (3721) | 880422242 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1676748 | J Thomas Gardner | C/O Ageagle Aerial Systems Inc. 8863 E. 34Th Street North Wichita KS 67226 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.001 | Acquisiton | 2021-01-04 | 2,500 | $0.56 | 2,500 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.001 | Acquisiton | 2021-01-04 | 8,000 | $0.41 | 10,500 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.001 | Acquisiton | 2021-01-04 | 9,500 | $0.29 | 20,000 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.001 | Disposition | 2021-01-04 | 20,000 | $5.75 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Options to purchase common stock, par value $0.001per share | Disposition | 2021-01-04 | 9,500 | $0.00 | 9,500 | $0.29 |
| Common Stock | Options to purchase common stock, par value $0.001per share | Disposition | 2021-01-04 | 8,000 | $0.00 | 8,000 | $0.41 |
| Common Stock | Options to purchase common stock, par value $0.001per share | Disposition | 2021-01-04 | 2,500 | $0.00 | 2,500 | $0.56 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 150,500 | 2019-06-30 | 2024-06-28 | No | 4 | M | Direct |
| 160,000 | 2019-03-31 | 2024-03-29 | No | 4 | M | Direct |
| 168,000 | 2018-12-31 | 2023-12-30 | No | 4 | M | Direct |
Footnotes
- The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/03/2020.
- The options became exercisable and vest in equal installments over a two-year period commencing on the issuance date.
- The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.
- Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.
- The price reported in Colum 4 is a weighted average price. These shares were sold in multiple transactions at price ranging from $5.75 to $5.79.
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