Filing Details
- Accession Number:
- 0001104659-21-003063
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-01-11 17:29:22
- Reporting Period:
- 2021-01-08
- Accepted Time:
- 2021-01-11 17:29:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1093691 | Plug Power Inc | PLUG | Electrical Industrial Apparatus (3620) | 223672377 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1308706 | Jr L Gerard Conway | C/O Plug Power Inc. 968 Albany Shaker Road Latham NY 12110 | Gen Counsel, Corp Sec, Sr Vp | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-01-08 | 33,333 | $2.62 | 218,852 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-01-08 | 33,333 | $52.07 | 185,519 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2021-01-08 | 33,333 | $0.00 | 33,333 | $2.62 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 66,667 | 2029-08-19 | No | 4 | M | Direct |
Footnotes
- Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of March 16, 2020.
- 33,333 options vested on August 19, 2020, 33,333 options vest on August 19, 2021 and 33,334 options vest on August 19, 2022.
Billionaire Hedge Funds
