Filing Details

Accession Number:
0000899243-21-001355
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-01-11 17:28:41
Reporting Period:
2021-01-07
Accepted Time:
2021-01-11 17:28:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1543151 Uber Technologies Inc UBER Services-Business Services, Nec (7389) 452647441
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1731509 Ltd (Uk) Advisers Investment Sb 69 Grosvenor Street
London X0 W1K 3JP
No No Yes No
1776222 L.p. S1) (Aiv Fund Vision Softbank 251 Little Falls Drive
Wilmington DE 19808
No No Yes No
1776239 Ltd. 2 Cayman Sb C/O Walkers Corporate Limited, Cayman
Corporate Center 27 Hospital Road
George Town E9 KY1-9008
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-01-07 38,000,000 $53.46 184,228,178 No 4 S Indirect See footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnotes
Footnotes
  1. SB Cayman 2 Limited is wholly owned by SoftBank Vision Fund (AIV S1) LP, a Delaware limited partnership ("Vision Fund"). SB Investment Advisers (UK) Limited, a wholly owned subsidiary of SoftBank Group Corp., has been appointed as alternative investment fund manager ("AIFM") and is exclusively responsible for managing the Vision Fund in accordance with the Alternative Investment Fund Managers Directive and is authorized and regulated by the UK Financial Conduct Authority accordingly. As AIFM of the Vision Fund, SB Investment Advisers (UK) Limited is exclusively responsible for making all decisions related to the acquisition, structuring, financing, voting, and disposal of the Vision Fund's Investments. SB Cayman 2 Limited has granted a proxy to a third party with respect to all voting interests in the Company in excess of 9.9% of its outstanding stock.
  2. (Continued from footnote 2) This proxy will automatically terminate following approval of the Committee on Foreign Investment in the United States. Each such entity disclaims beneficial ownership of such shares except to the extent of such entity's pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes