Filing Details

Accession Number:
0001192482-21-000050
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-01-11 17:06:11
Reporting Period:
2018-01-19
Accepted Time:
2021-01-11 17:06:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1267565 Collegium Pharmaceutical Inc COLL Pharmaceutical Preparations (2834) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1640701 B Alison Fleming C/O Collegium Pharmaceutical, Inc.
100 Technology Center Drive
Stoughton MA 02072
Chief Technology Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-01-19 3,336 $5.73 114,755 No 4 M Direct
Common Stock Disposition 2018-01-19 3,336 $23.00 111,419 No 4 S Direct
Common Stock Acquisiton 2021-01-07 16,042 $5.73 127,461 No 4 M Direct
Common Stock Disposition 2021-01-07 16,042 $22.00 111,419 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Purchase) Disposition 2018-01-19 3,336 $0.00 3,336 $5.73
Common Stock Stock Option (Right to Purchase) Disposition 2021-01-07 16,042 $0.00 16,042 $5.73
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
16,042 2025-03-19 No 4 M Direct
0 2025-03-19 No 4 M Direct
Footnotes
  1. The transactions reported in this Form 4 occurring on January 19, 2018 are late due to an administrative error.
  2. The sales occurring on January 19, 2018 reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2017.
  3. The sales occurring on January 7, 2021 reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 19, 2020.
  4. At the time of exercise, 3,336 shares under the option were exercisable. The option, initially representing a right to purchase a total of 60,378 shares, vested and became exercisable over a four-year period commencing on March 19, 2015. The option vested and became exercisable in equal installments (rounded up to the nearest whole share) on a monthly basis over a four-year period commencing on March 19, 2015, subject to the employee's continued service with the issuer.
  5. The option was fully vested and exercisable as of January 7, 2021.