Filing Details
- Accession Number:
- 0001192482-21-000050
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-01-11 17:06:11
- Reporting Period:
- 2018-01-19
- Accepted Time:
- 2021-01-11 17:06:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1267565 | Collegium Pharmaceutical Inc | COLL | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1640701 | B Alison Fleming | C/O Collegium Pharmaceutical, Inc. 100 Technology Center Drive Stoughton MA 02072 | Chief Technology Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-01-19 | 3,336 | $5.73 | 114,755 | No | 4 | M | Direct | |
Common Stock | Disposition | 2018-01-19 | 3,336 | $23.00 | 111,419 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2021-01-07 | 16,042 | $5.73 | 127,461 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-01-07 | 16,042 | $22.00 | 111,419 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Purchase) | Disposition | 2018-01-19 | 3,336 | $0.00 | 3,336 | $5.73 |
Common Stock | Stock Option (Right to Purchase) | Disposition | 2021-01-07 | 16,042 | $0.00 | 16,042 | $5.73 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
16,042 | 2025-03-19 | No | 4 | M | Direct | |
0 | 2025-03-19 | No | 4 | M | Direct |
Footnotes
- The transactions reported in this Form 4 occurring on January 19, 2018 are late due to an administrative error.
- The sales occurring on January 19, 2018 reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2017.
- The sales occurring on January 7, 2021 reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 19, 2020.
- At the time of exercise, 3,336 shares under the option were exercisable. The option, initially representing a right to purchase a total of 60,378 shares, vested and became exercisable over a four-year period commencing on March 19, 2015. The option vested and became exercisable in equal installments (rounded up to the nearest whole share) on a monthly basis over a four-year period commencing on March 19, 2015, subject to the employee's continued service with the issuer.
- The option was fully vested and exercisable as of January 7, 2021.