Filing Details
- Accession Number:
- 0001104659-21-003032
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-01-11 17:03:31
- Reporting Period:
- 2021-01-07
- Accepted Time:
- 2021-01-11 17:03:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1279695 | Universal Biosensors Inc | UBI | Surgical & Medical Instruments & Apparatus (3841) | 980424072 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1678533 | E. Craig Coleman | 1 Corporate Avenue Rowvillle Victoria C3 3178 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-01-07 | 12,559,109 | $0.00 | 27,246,227 | No | 4 | S | Indirect | By Partnership |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Partnership |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 220,000 | Indirect | By the Coleman Super Fund |
Footnotes
- Traded as Chess Depository Interests ("CDIs") on the Australian Stock Exchange. CDIs represent beneficial interests in the common stock held by CHESS Depository Nominees Pty Ltd.
- The Reporting Person is a director of Viburnum Funds Pty Ltd ("Viburnum"), which ceased as manager of the VF High Conviction Fund ("Conviction Fund") on January 7, 2021. The Conviction Fund held 12,559,109 CDIs at the time of Viburnum ceasing to manage the Conviction Fund.
- The Reporting Person is a director of Viburnum, which is the manager of each of VF Strategic Equities Fund ("Strategic Fund") and separately managed accounts on behalf of a Viburnum client ("Strategic Mandates") the direct beneficial owners of the common stock. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of the common stock held by Strategic Fund, and Strategic Mandates, except to the extent of his pecuniary interest therein.
- Viburnum, as the manager of Strategic Fund and Strategic Mandates, may be deemed to beneficially own 27,246,227 shares of common stock, which consists of 18,442,469 and 8,803,758 shares of common stock held by Strategic Fund and Strategic Mandates, respectively. Viburnum, as the manager of each of Strategic Fund and Strategic Mandates, shares voting and dispositive power over, and may be deemed to beneficially own, the common stock held by the foregoing entities. The Reporting Person shares voting and dispositive power over, and may be deemed to beneficially own, the common stock held by the foregoing entities due to the Reporting Person serving as a director of Viburnum.
- Craig E. and Phylis Coleman are the trustees of the Coleman Super Fund, of which Mr. Coleman is a potential beneficiary.
- n/a
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