Filing Details
- Accession Number:
- 0001112679-11-000040
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-04-08 19:54:50
- Reporting Period:
- 2011-04-08
- Filing Date:
- 2011-04-08
- Accepted Time:
- 2011-04-08 19:54:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1424454 | Rovi Corp | ROVI | Periodicals: Publishing Or Publishing & Printing (2721) | 261739297 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1112679 | Stephen Yu | C/O Rovi Corporation 2830 De La Cruz Blvd. Santa Clara CA 95050 | Evp & General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-04-08 | 15,000 | $13.53 | 55,853 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-04-08 | 15,000 | $51.86 | 40,853 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-04-08 | 15,000 | $0.00 | 15,000 | $13.53 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
31,000 | 2013-06-01 | No | 4 | M | Direct |
Footnotes
- Sold pursuant to Mr. Yu's 10b5-1 plan dated March 5, 2009.
- Shares sold on the Open Market are reported as an average sale price per share of $51.86; breakdown of shares sold and per share sale prices are as follows: 300 at $51.71; 84 at $51.74; 4,050 at $51.75; 1,100 at $51.76; 1,300 at $51.77; 1,400 at $51.78; 278 at $51.79; 412 at $51.80; 626 at $51.81; 50 at $51.82; 200 at $51.84; 600 at $51.94; 800 at $51.95; 200 at $51.96; 1,700 at $51.97; 400 at $52.12; 500 at $52.13 and 1,000 at $52.17.
- Granted June 1, 2008; vests one-sixth (1/6) on the first anniversary of the date of grant, one-third (1/3) vesting in equal monthly increments over the second year and the remaining one-half (1/2) vesting in equal monthly increments over the third year.