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Filing Details

Accession Number:: 0001387467-21-000002
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-01-08 19:07:03
Reporting Period:: 2021-01-06

Accepted Time:: 2021-01-08 19:07:03
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1387467	Alpha & Omega Semiconductor Ltd	AOSL	Semiconductors & Related Devices (3674)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1511393	F Mike Chang	475 Oakmead Parkway Sunnyvale CA 94085	Chief Executive Officer	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Shares	Disposition	2020-12-02	50,000	$0.00	4,378,597	No	5	G	Direct
Common Shares	Disposition	2020-12-03	15,000	$0.00	4,363,597	No	5	G	Direct
Common Shares	Disposition	2021-01-06	88,444	$28.05	4,275,153	No	4	S	Direct
Common Shares	Disposition	2021-01-07	29,143	$28.43	4,246,010	No	4	S	Direct
Common Shares	Disposition	2021-01-08	6,979	$28.23	4,239,031	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	5	G	Direct
No	5	G	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Footnotes

Includes an aggregate of 150,000 shares subject to Restricted Share Unit awards (RSU) granted on March 15, 2017, March 15, 2018, and March 15, 2019, and March 16, 2020, which will be issued as such units vest in accordance with their terms, and excludes (a) 70,000 unvested common shares subject to the PSU granted on March 16, 2020, which may become vested upon achievement of certain corporate performance goals in the future and (b) 14,175 unvested common shares subject to the 2017 PSU and 45,000 unvested common shares subject to the 2018 PSU which may be vested upon satisfaction of service-based vesting conditions by the Reporting Person.
The sales were effected pursuant to a Rule 10b5-1 trading plan adopted previously by the Reporting Person.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.00 to $28.39, inclusive. The Reporting Person undertakes to provide to Alpha and Omega Semiconductor Limited, any security holder of Alpha and Omega Semiconductor Limited, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.00 to $28.71, inclusive. The Reporting Person undertakes to provide to Alpha and Omega Semiconductor Limited, any security holder of Alpha and Omega Semiconductor Limited, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.00 to $28.50, inclusive. The Reporting Person undertakes to provide to Alpha and Omega Semiconductor Limited, any security holder of Alpha and Omega Semiconductor Limited, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.