Filing Details
- Accession Number:
- 0001664703-21-000005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-01-08 19:03:46
- Reporting Period:
- 2021-01-07
- Accepted Time:
- 2021-01-08 19:03:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1664703 | Bloom Energy Corp | BE | Electrical Industrial Apparatus (3620) | 770565408 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1746127 | Swaminathan Venkataraman | 4353 North First Street San Jose CA 95134 | Evp Of Engineering & Cto | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2021-01-07 | 126,667 | $0.00 | 270,113 | No | 4 | C | Direct | |
Class A Common Stock | Disposition | 2021-01-07 | 126,667 | $35.29 | 143,446 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class B Common Stock | Stock Option (Right to Buy Class B Common Stock) | Disposition | 2021-01-07 | 126,667 | $0.00 | 126,667 | $30.29 |
Class A Common Stock | Class B Common Stock | Acquisiton | 2021-01-07 | 126,667 | $0.00 | 126,667 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2021-01-07 | 126,667 | $0.00 | 126,667 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2021-12-14 | No | 4 | M | Direct | |
126,667 | No | 4 | M | Direct | ||
0 | No | 4 | C | Direct |
Footnotes
- Sale of shares were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- The option was fully vested.
- The Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis (a) at the option of the holder; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the 5th anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than 5% of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board of the Issuer to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar.