Filing Details
- Accession Number:
- 0001713683-21-000013
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-01-08 17:42:14
- Reporting Period:
- 2021-01-07
- Accepted Time:
- 2021-01-08 17:42:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1713683 | Zscaler Inc. | ZS | Services-Computer Programming Services (7371) | 261173892 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1733850 | Amit Sinha | C/O Zscaler, Inc. 120 Holger Way San Jose CA 95134 | President Of R&D And Cto | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-01-07 | 7,000 | $5.93 | 256,646 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-01-07 | 294 | $185.87 | 256,352 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-01-07 | 1,200 | $190.38 | 255,152 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-01-07 | 3,200 | $191.14 | 251,952 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-01-07 | 1,800 | $192.14 | 250,152 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-01-07 | 506 | $193.24 | 249,646 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-12-15 | 110,000 | $0.00 | 171,702 | No | 5 | J | Indirect | See footnote |
Common Stock | Disposition | 2020-12-15 | 22,000 | $0.00 | 149,702 | No | 5 | G | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 5 | J | Indirect | See footnote |
No | 5 | G | Indirect | See footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2021-01-07 | 7,000 | $0.00 | 7,000 | $5.93 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
176,333 | 2027-04-10 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 55,000 | Indirect | See footnote |
Common Stock | 55,000 | Indirect | See Footnote |
Common Stock | 48,000 | Indirect | See Footnote |
Footnotes
- The shares are held of record by the Sinha Revocable Trust dated September 24, 2011 for which the reporting person serves as trustee. The total reflects 110,000 shares which were re-registered and now held by the South Dakota Trust Co. LLC TTEE Sinha Family Incentive Trust and the South Dakota Trust Co. LLC TTEE Sinha Education Excellence Trust for each of which the reporting person's family members are beneficiaries.
- The reporting person transferred 22,000 shares of common stock to the Amit & Deepali Sinha Foundation for which the reporting person and his spouse serve as trustees.
- The shares are held of record by the South Dakota Trust Co. LLC TTEE Sinha Family Incentive Trust for which the reporting person's family members are beneficiaries.
- The shares are held of record by the South Dakota Trust Co. LLC TTEE Sinha Education Excellence Trust for which the reporting person's family members are beneficiaries.
- The shares are held of record by the Amit & Deepali Sinha Foundation for which the reporting person and his spouse serve as trustees.
- One-fourth of the shares subject to the option vest on November 1, 2018 and 1/48 of the shares vest monthly thereafter.