Filing Details
- Accession Number:
- 0001123292-21-000066
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-01-08 17:14:12
- Reporting Period:
- 2021-01-06
- Accepted Time:
- 2021-01-08 17:14:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1571996 | Dell Technologies Inc. | DELL | Electronic Computers (3571) | 800890963 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1680902 | J Richard Rothberg | One Dell Way Round Rock TX 78682 | General Counsel & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class C Common Stock | Acquisiton | 2021-01-06 | 88,734 | $13.75 | 250,512 | No | 4 | M | Direct | |
Class C Common Stock | Disposition | 2021-01-06 | 88,734 | $75.01 | 161,778 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class C Common Stock | Options to Acquire Class C Common Stock | Disposition | 2021-01-06 | 88,734 | $0.00 | 88,734 | $13.75 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
354,945 | 2023-11-25 | No | 4 | M | Direct |
Footnotes
- The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- Represents multiple sales transactions effected at the price of $75.01.
- The options are fully vested.
- Consists of 346,374 time-based options and 8,571 performance-based options.