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Filing Details

Accession Number:: 0000899243-21-001174
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-01-08 17:03:58
Reporting Period:: 2021-01-07

Accepted Time:: 2021-01-08 17:03:58
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1616533	Smart Global Holdings Inc.	SGH	()	CA

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1008036	Ajay Shah	C/O Silver Lake 2775 Sand Hill Road, Suite 100 Menlo Park CA 94025	Executive Chairman	Yes	Yes	No	No
1696894	Silver Lake Sumeru (Offshore) Aiv Gp, Ltd.	C/O Silver Lake 2775 Sand Hill Road, Suite 100 Menlo Park CA 94025		No	No	Yes	No
1706523	Silver Lake Technology Associates Sumeru Cayman, L.p.	C/O Silver Lake 2775 Sand Hill Road, Suite 100 Menlo Park CA 94025		No	No	Yes	No
1706809	Silver Lake Sumeru Fund Cayman, L.p.	C/O Silver Lake 2775 Sand Hill Road, Suite 100 Menlo Park CA 94025		No	No	Yes	No
1706811	Slta Sumeru (Gp) Cayman, L.p.	C/O Silver Lake 2775 Sand Hill Road, Suite 100 Menlo Park CA 94025		No	No	Yes	No
1706812	Silver Lake Technology Investors Sumeru Cayman, L.p.	C/O Silver Lake 2775 Sand Hill Road, Suite 100 Menlo Park CA 94025		No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Ordinary Shares	Disposition	2021-01-07	656,463	$40.30	5,481,631	No	4	S	Indirect	Held through Silver Lake Partners III Cayman (AIV III), L.P.
Ordinary Shares	Disposition	2021-01-07	729,403	$40.30	4,752,228	No	4	S	Indirect	Held through Silver Lake Partners III Cayman (AIV III), L.P.
Ordinary Shares	Disposition	2021-01-07	3,537	$40.30	29,540	No	4	S	Indirect	Held through Silver Lake Technology Investors III Cayman, L.P.
Ordinary Shares	Disposition	2021-01-07	3,930	$40.30	25,610	No	4	S	Indirect	Held through Silver Lake Technology Investors III Cayman, L.P.
Ordinary Shares	Disposition	2021-01-07	326,030	$40.30	2,722,435	No	4	S	Indirect	Held through Silver Lake Sumeru Fund Cayman, L.P.
Ordinary Shares	Disposition	2021-01-07	362,256	$40.30	2,360,179	No	4	S	Indirect	Held through Silver Lake Sumeru Fund Cayman, L.P.
Ordinary Shares	Disposition	2021-01-07	3,970	$40.30	33,149	No	4	S	Indirect	Held through Silver Lake Technology Investors Sumeru Cayman, L.P.
Ordinary Shares	Disposition	2021-01-07	4,411	$40.30	28,738	No	4	S	Indirect	Held through Silver Lake Technology Investors Sumeru Cayman, L.P.

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	Held through Silver Lake Partners III Cayman (AIV III), L.P.
No	4	S	Indirect	Held through Silver Lake Partners III Cayman (AIV III), L.P.
No	4	S	Indirect	Held through Silver Lake Technology Investors III Cayman, L.P.
No	4	S	Indirect	Held through Silver Lake Technology Investors III Cayman, L.P.
No	4	S	Indirect	Held through Silver Lake Sumeru Fund Cayman, L.P.
No	4	S	Indirect	Held through Silver Lake Sumeru Fund Cayman, L.P.
No	4	S	Indirect	Held through Silver Lake Technology Investors Sumeru Cayman, L.P.
No	4	S	Indirect	Held through Silver Lake Technology Investors Sumeru Cayman, L.P.

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Ordinary Shares	83,125	Direct
Ordinary Shares	536,951	Indirect	See footnotes

Footnotes

These securities are directly held by Silver Lake Partners III Cayman (AIV III), L.P. ("SLP III Cayman").
These securities are directly held by Silver Lake Technology Investors III Cayman, L.P. ("SLTI III Cayman").
Silver Lake Technology Associates III Cayman, L.P. ("SLTA III Cayman") is the general partner of SLP III Cayman and SLTI III Cayman. Silver Lake (Offshore) AIV GP III, Ltd. is the general partner of SLTA III Cayman.
These securities are directly held by Silver Lake Sumeru Fund Cayman, L.P. ("SLS Cayman").
These securities are directly held by Silver Lake Technology Investors Sumeru Cayman, L.P. ("SLTI Sumeru Cayman").
Silver Lake Technology Associates Sumeru Cayman, L.P. ("SLTA Sumeru Cayman") is the general partner of SLS Cayman and SLTI Sumeru Cayman. SLTA Sumeru (GP) Cayman, L.P. ("SLTA Sumeru GP Cayman") is the general partner of SLTA Sumeru Cayman, and the general partner of SLTA Sumeru GP Cayman is Silver Lake Sumeru (Offshore) AIV GP, Ltd. ("SL Sumeru Offshore Ltd.").
Messrs. Kenneth Hao and Ajay Shah each serves as a director of the Issuer, and Mr. Shah serves as Executive Chairman of the Board, and also each serves as a director of SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. and each may be deemed to beneficially own any securities beneficially owned by SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. but each disclaims beneficial ownership of such securities, except to the extent of his respective pecuniary interest therein.
Represents restricted stock units held by Mr. Shah directly.
These securities are held through trusts for the benefit of Mr. Shah and his family.
This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.