Filing Details
- Accession Number:
- 0001628280-21-000318
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-01-08 16:59:36
- Reporting Period:
- 2021-01-07
- Accepted Time:
- 2021-01-08 16:59:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1425287 | Workhorse Group Inc. | WKHS | Motor Vehicles & Passenger Car Bodies (3711) | 261394771 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1593040 | Joseph Raymond Chess | C/O Workhorse Group Inc., 100 Commerce Drive Loveland OH 45140 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 Par Value Per Share | Disposition | 2021-01-07 | 10,000 | $24.77 | 136,243 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value Per Share | Acquisiton | 2021-01-07 | 10,000 | $4.99 | 146,243 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 Par Value Per Share | Stock Options | Disposition | 2021-01-07 | 10,000 | $4.99 | 10,000 | $4.99 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2016-02-03 | 2021-02-01 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 Par Value Per Share | Stock Options | $7.21 | 2016-08-16 | 2021-08-16 | 10,000 | 10,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2021-08-16 | 10,000 | 10,000 | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan.
Billionaire Hedge Funds
