Filing Details

Accession Number:
0001209191-21-002721
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-01-08 16:37:03
Reporting Period:
2021-01-06
Accepted Time:
2021-01-08 16:37:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1348036 Avalara Inc. AVLR () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1235461 Lee Alesia Pinney 255 South King St.
Suite 1800
Seattle WA 98104
See Remarks No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-01-06 1,186 $13.84 35,951 No 4 M Direct
Common Stock Acquisiton 2021-01-06 931 $16.60 36,882 No 4 M Direct
Common Stock Acquisiton 2021-01-06 463 $39.76 37,345 No 4 M Direct
Common Stock Disposition 2021-01-06 1,100 $153.04 36,245 No 4 S Direct
Common Stock Disposition 2021-01-06 980 $154.79 35,265 No 4 S Direct
Common Stock Disposition 2021-01-06 500 $155.50 34,765 No 4 S Direct
Common Stock Disposition 2021-01-06 1,214 $157.01 33,551 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2021-01-06 1,186 $0.00 1,186 $13.84
Common Stock Stock Option (right to buy) Disposition 2021-01-06 931 $0.00 931 $16.60
Common Stock Stock Option (right to buy) Disposition 2021-01-06 463 $0.00 463 $39.76
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
4,742 2027-02-09 No 4 M Direct
14,907 2028-01-23 No 4 M Direct
12,964 2029-01-28 No 4 M Direct
Footnotes
  1. The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2020.
  2. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $152.42 to $153.385, inclusive. Upon request by the Issuer, any security holder thereof, or the staff of the Securities and Exchange Commission, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3) and (5) to this Form 4.
  3. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $154.50 to $155.31, inclusive.
  4. This prearranged sale was effected pursuant to a written authorization executed by the Reporting Person on September 10, 2019, and represents shares required to be sold to cover tax withholding obligations in connection with the vesting of restricted stock units.
  5. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $156.97 to $157.9344, inclusive.
  6. 25% of the total shares subject to the option vested and became exercisable on January 1, 2018, and 1/48th of the total shares subject to the option vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on January 1, 2021.
  7. 25% of the total shares subject to the option vested and became exercisable on January 1, 2019, and 1/48th of the total shares subject to the option vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on January 1, 2022.
  8. 25% of the total shares subject to the option vested and became exercisable on January 1, 2020, and 1/48th of the total shares subject to the option vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on January 1, 2023.