Filing Details
- Accession Number:
- 0001126328-21-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-01-08 13:31:43
- Reporting Period:
- 2021-01-06
- Accepted Time:
- 2021-01-08 13:31:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1126328 | Principal Financial Group Inc | PFG | Accident & Health Insurance (6321) | 421520346 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1213419 | M Julia Lawler | 711 High Street Des Moines IA 50392 | Evp & Chief Risk Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-01-06 | 94 | $51.10 | 53,610 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-01-06 | 1,000 | $50.00 | 52,610 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,388 | Indirect | By 401(k) Plan |
Footnotes
- Effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2020.
- Includes 1,012 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.
Billionaire Hedge Funds
