Filing Details
- Accession Number:
- 0001831231-21-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-01-07 18:07:07
- Reporting Period:
- 2021-01-05
- Accepted Time:
- 2021-01-07 18:07:07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1009759 | Capstone Turbine Corp | CPST | Engines & Turbines (3510) | 954180883 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1770907 | Iii S. Frederick Hencken | C/O Capstone Turbine Corp. 16640 Stagg St. Van Nuys CA 91406 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-01-05 | 2,569 | $10.69 | 46,557 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 5,084 | Indirect | By Trust |
Footnotes
- The shares were automatically sold pursuant to the prior authorization of the Reporting Person to cover the tax liability resulting from the vesting of restricted stock units.
- These shares are owned directly by the Hencken Family Trust dated March 11, 2018. The Reporting Person and his spouse are trustees of the Hencken Family Trust dated March 11, 2018.
Billionaire Hedge Funds
