Filing Details
- Accession Number:
- 0000950103-21-000204
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-01-07 16:43:46
- Reporting Period:
- 2021-01-05
- Accepted Time:
- 2021-01-07 16:43:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1535527 | Crowdstrike Holdings Inc. | CRWD | Services-Prepackaged Software (7372) | 453788918 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1808553 | Shawn Henry | C/O Crowdstrike Holdings, Inc. 150 Mathilda Place, Suite 300 Sunnyvale, CA 94086 | Please See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2021-01-05 | 160,551 | $0.00 | 468,352 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2021-01-05 | 5,047 | $198.28 | 463,305 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2021-01-05 | 3,300 | $199.35 | 460,005 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2021-01-05 | 23,105 | $200.33 | 436,900 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class B Common Stock | Stock Options (Right to Buy) | Disposition | 2021-01-05 | 100,000 | $0.00 | 100,000 | $1.67 |
| Class A Common Stock | Class B common stock | Acquisiton | 2021-01-05 | 100,000 | $1.67 | 100,000 | $0.00 |
| Class B Common Stock | Stock Options (Right to Buy) | Disposition | 2021-01-05 | 14,197 | $0.00 | 14,197 | $2.63 |
| Class A Common Stock | Class B common stock | Acquisiton | 2021-01-05 | 14,197 | $2.63 | 14,197 | $0.00 |
| Class B Common Stock | Stock Options (Right to Buy) | Disposition | 2021-01-05 | 18,229 | $0.00 | 18,229 | $3.33 |
| Class A Common Stock | Class B common stock | Acquisiton | 2021-01-05 | 18,229 | $3.33 | 18,229 | $0.00 |
| Class B Common Stock | Stock Options (Right to Buy) | Disposition | 2021-01-05 | 28,125 | $0.00 | 28,125 | $11.13 |
| Class A Common Stock | Class B common stock | Acquisiton | 2021-01-05 | 28,125 | $11.13 | 28,125 | $0.00 |
| Class A Common Stock | Class B common stock | Disposition | 2021-01-05 | 160,551 | $0.00 | 160,551 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2026-06-30 | No | 4 | M | Direct | |
| 100,000 | No | 4 | M | Direct | ||
| 303 | 2027-12-12 | No | 4 | M | Direct | |
| 114,197 | No | 4 | M | Direct | ||
| 6,771 | 2028-04-09 | No | 4 | M | Direct | |
| 132,426 | No | 4 | M | Direct | ||
| 21,875 | 2028-09-25 | No | 4 | M | Direct | |
| 160,551 | No | 4 | M | Direct | ||
| 0 | No | 4 | C | Direct |
Footnotes
- The Class B common stock was converted into Class A common stock on a one-for-one basis.
- Includes shares to be issued in connection with the vesting of one or more restricted stock units ("RSUs").
- These transactions were executed in multiple trades at prices ranging from $197.75 to $198.71. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- These transactions were executed in multiple trades at prices ranging from $198.87 to $199.73. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- These transactions were executed in multiple trades at prices ranging from $200.00 to $200.35. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The stock options were granted on June 30, 2016 and vest in 48 equal monthly installments beginning on July 31, 2016.
- Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events.
- The stock options were granted on December 12, 2017 and vest in 48 equal monthly installments beginning on March 1, 2017.
- The stock options were granted on April 9, 2018 and vest in 48 equal monthly installments beginning on March 1, 2018.
- The stock options were granted on September 25, 2018 and vest in 48 equal monthly installments beginning on October 25, 2018.
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