Filing Details
- Accession Number:
- 0001209191-21-002407
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-01-06 21:00:50
- Reporting Period:
- 2021-01-04
- Accepted Time:
- 2021-01-06 21:00:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1739936 | Svmk Inc. | SVMK | Services-Computer Programming, Data Processing, Etc. (7370) | 800765058 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1756182 | Dharti Patel | C/O Svmk Inc. One Curiosity Way San Mateo CA 94403 | Chief Accounting Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-01-04 | 6,780 | $12.35 | 78,333 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-01-04 | 7,027 | $13.65 | 85,360 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-01-04 | 11,193 | $13.20 | 96,553 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-01-04 | 25,000 | $25.17 | 71,553 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2021-01-04 | 6,780 | $0.00 | 6,780 | $12.35 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2021-01-04 | 7,027 | $0.00 | 7,027 | $13.65 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2021-01-04 | 11,193 | $0.00 | 11,193 | $13.20 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 16,780 | 2029-02-15 | No | 4 | M | Direct | |
| 16,973 | 2028-09-06 | No | 4 | M | Direct | |
| 26,238 | 2028-03-05 | No | 4 | M | Direct |
Footnotes
- Certain of these securities are restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock, subject to the applicable vesting schedule and conditions.
- Shares were sold pursuant to a duly adopted 10b5-1 trading plan, which was entered into in accordance with the Issuer's insider trading policy and provides for periodic sales as part of a liquidity and diversification strategy.
- This transaction was executed in multiple trades at prices ranging from $25.00 to $25.45. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The option, originally granted for 33,560 shares, vested as to 1/12th of the shares on 05/15/2019, and 1/12th of the total number of option shares vest quarterly thereafter, subject to the Reporting Person's continued employment or service to the Company until fully vested.
- The option, originally granted for 24,000 shares, vested as to 1/12th of the shares on 11/15/2018, and 1/12th of the total number of option shares vest quarterly thereafter, subject to the Reporting Person's continued employment or service to the Company until fully vested.
- The option, originally granted for 37,431 shares, vested as to 1/12th of the shares on 05/15/2018, and 1/12th of the total number of option shares vest quarterly thereafter, subject to the Reporting Person's continued employment or service to the Company until fully vested.
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