Filing Details
- Accession Number:
- 0001209191-21-002405
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-01-06 20:39:12
- Reporting Period:
- 2021-01-04
- Accepted Time:
- 2021-01-06 20:39:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1496323 | Igm Biosciences Inc. | IGMS | Pharmaceutical Preparations (2834) | 770349194 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1787362 | Bruce Keyt | C/O Igm Biosciences, Inc. 325 E. Middlefield Road Mountain View CA 94043 | Chief Scientific Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2021-01-04 | 883 | $88.07 | 1,013 | No | 4 | S | Indirect | See footnote |
Common Stock | Acquisiton | 2021-01-04 | 2,500 | $0.93 | 5,269 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-01-04 | 997 | $77.27 | 4,272 | No | 4 | F | Direct | |
Common Stock | Disposition | 2021-01-05 | 1,503 | $79.33 | 2,769 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnote |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Disposition | 2021-01-04 | 2,500 | $0.00 | 2,500 | $0.93 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
25,264 | 2025-03-10 | No | 4 | M | Direct |
Footnotes
- The sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person's spouse.
- The shares are held directly by the reporting person's spouse.
- The option exercise and sale were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.
- Represents shares withheld by the Issuer to pay the exercise price and taxes pursuant to the "net exercise" of 2,500 option shares.
- The shares subject to the option are vested and exercisable as of the date hereof.