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Filing Details

Accession Number:: 0000899243-21-000748
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-01-06 18:41:08
Reporting Period:: 2020-01-04

Accepted Time:: 2021-01-06 18:41:08
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1807427	Owl Rock Capital Corp Iii	NONE	()	DE

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1786096	Ch Investment Partners, L.l.c.	3953 Maple Avenue, Suite 250 Dallas TX 75219	No	No	Yes	No
1812407	L.l.c. Warehouse Iii Orcc	3953 Maple Avenue, Suite 250 Dallas TX 75219	No	No	Yes	No
1818577	L.l.c. Investors Iii Orcc	3953 Maple Avenue, Suite 250 Dallas TX 75219	No	No	Yes	No
1820170	L. Kirk Rimer	3953 Maple Avenue, Suite 250 Dallas TX 75219	No	No	Yes	No
1820184	Oak Lawn Direct Investors Gp, L.l.c.	3953 Maple Avenue, Suite 250 Dallas TX 75219	No	No	No	Yes
1820195	I35 Advisors, Inc.	3953 Maple Avenue, Suite 250 Dallas TX 75219	No	No	Yes	No
1820229	R. Michael Silverman	3953 Maple Avenue, Suite 250 Dallas TX 75219	No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.01 Per Share	Disposition	2020-01-04	1,892,455	$0.00	1,665,146	No	4	S	Indirect	By ORCC III Warehouse L.L.C.
Common Stock, Par Value $0.01 Per Share	Acquisiton	2020-01-04	1,892,455	$0.00	1,892,455	No	4	P	Indirect	By ORCC III Investors L.L.C.

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By ORCC III Warehouse L.L.C.
No	4	P	Indirect	By ORCC III Investors L.L.C.

Footnotes

On January 4, 2020, ORCC III Warehouse L.L.C., a Delaware limited liability company ("ORCC III Warehouse") transferred 1,892,455.147 shares of common stock, par value $0.01 per share of Owl Rock Capital Corporation III, a Maryland corporation (the "Issuer") to its affiliate, ORCC III Investors L.L.C., a Delaware limited liability company ("ORCC III Investors", and together with ORCC III Warehouse, the "Funds") at cost, including the reimbursement of certain expenses.
This Form 4 is being jointly filed by and on behalf of each of the Funds, Oak Lawn Direct Investors GP, L.L.C., a Delaware limited liability company ("Oak Lawn"), CH Investment Partners, L.L.C., a Delaware limited liability company ("CHIP"), I35 Advisors, Inc., a Texas corporation ("I35"), Kirk L. Rimer and Michael R. Silverman. The Funds are the record and direct beneficial owners of the securities covered by this statement. Oak Lawn is the managing member of, and may be deemed to beneficially own securities owned by, the Funds.
CHIP serves as the investment manager to the Funds and has been granted exclusive investment discretion and investment management authority with respect to the Funds and its investments, including the securities covered by this statement, but CHIP generally must seek voting instructions from the members of the Funds and vote in accordance with such instructions. I35 is the manager of, and may be deemed to beneficially own securities beneficially owned by, Oak Lawn. Michael Silverman and Kirk Rimer serve as Co-Presidents of I35, and may be deemed to beneficially own securities beneficially owned by, I35.
Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such reporting person in such securities.