Filing Details
- Accession Number:
- 0001225208-21-000602
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-01-06 18:36:41
- Reporting Period:
- 2021-01-06
- Accepted Time:
- 2021-01-06 18:36:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 316709 | Schwab Charles Corp | SCHW | Security Brokers, Dealers & Flotation Companies (6211) | 943025021 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1733065 | M. Jonathan Craig | 3000 Schwab Way Westlake TX 76262 | Senior Evp | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-01-06 | 3,814 | $22.67 | 3,814 | No | 4 | M | Indirect | by Trust |
| Common Stock | Acquisiton | 2021-01-06 | 3,502 | $23.12 | 7,316 | No | 4 | M | Indirect | by Trust |
| Common Stock | Disposition | 2021-01-06 | 3,502 | $56.97 | 3,814 | No | 4 | S | Indirect | by Trust |
| Common Stock | Disposition | 2021-01-06 | 3,814 | $54.99 | 0 | No | 4 | S | Indirect | by Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Indirect | by Trust |
| No | 4 | M | Indirect | by Trust |
| No | 4 | S | Indirect | by Trust |
| No | 4 | S | Indirect | by Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Nonqualified Stock Option (right to buy) | Disposition | 2021-01-06 | 3,814 | $0.00 | 3,814 | $22.67 |
| Common Stock | Nonqualified Stock Option (right to buy) | Disposition | 2021-01-06 | 3,502 | $0.00 | 3,502 | $23.12 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-08-01 | 2023-08-01 | No | 4 | M | Direct |
| 7,006 | 2014-11-01 | 2023-11-01 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 6, 2020.
- This transaction was executed in multiple trades at prices ranging from $56.97 to $56.98. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $54.99 to $55.005. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Billionaire Hedge Funds
