Home > Insider Trading > Filing (0001209191-21-002325)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1195734	Potbelly Corp	PBPB	Retail-Eating Places (5812)	364466837

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1800168	Daniel Lecocq	111 N Canal Suite 850 Chicago IL 60606	Svp, Franchise & Corp Develop	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2020-12-09	11,878	$0.00	136,787	No	4	M	Direct
Common Stock	Disposition	2020-12-18	4,662	$4.86	132,125	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Performance Stock Units	Disposition	2020-12-09	11,878	$0.00	11,878	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
23,755		2025-05-15	No	4	M	Direct

Footnotes

Each performance stock unit represented a contingent right to receive one share of Potbelly Corporation common stock upon the Potbelly Corporation common stock achieving a specified market price target.
Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 11,878 shares of performance stock units from a June 24, 2020 grant of 47,511 shares of performance stock units. The shares were sold at a range of between $4.86 and $4.925 per share. The price represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent.