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Filing Details

Accession Number:: 0001209191-11-022344
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-04-08 16:25:22
Reporting Period:: 2011-04-07

Filing Date:: 2011-04-08
Accepted Time:: 2011-04-08 16:25:22
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
929887	Apollo Group Inc	APOL	Services-Educational Services (8200)	860419443

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1456658	James Gregory Iverson	4025 S. Riverpoint Pkwy Phoenix AZ 85040	Vp, Cao & Controller	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Disposition	2011-04-07	466	$41.90	11,709	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Footnotes

Includes (i) 5,085 shares of the Issuer's Class A common stock subject to RSUs granted January 14, 2011, (ii) 3,520 shares of the Issuer's Class A common stock subject to RSUs granted July 6, 2010, (iii) 1,950 shares of the Issuer's Class A common stock subject to RSUs granted July 2, 2009, (iv) 210 shares of the Issuer's Class A common stock subject to RSUs granted April 3, 2009, and (v) 500 shares of the Issuer's Class A common stock subject to RSUs granted July 10, 2008. The 5,085 shares underlying the January 14, 2011 RSUs will be issued when those units vest in three successive installments over the Reporting Person's period of service with the Issuer as follows: 20% of the RSUs will vest upon continuation in service through September 15, 2011, and the balance will vest in two successive equal annual installments upon continued service through September 15, 2012 and September 15, 2013, respectively. The January 14, 2011 RSUs will vest in full on an accelerated basis upon an involuntary termination of the Reporting Person's service without cause. (footnote continued below)
(continued from footnote 1 above) The 3,520 shares underlying the July 6, 2010 RSUs will be issued when those units vest (subject to an initial performance-vesting requirement) in a series of four successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the August 31, 2011, July 6, 2012, July 6, 2013, and July 6, 2014 vesting dates. The 1,950 shares underlying the July 2, 2009 RSUs will be issued when those units vest in a series of three successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the July 2, 2011, July 2, 2012, and July 2, 2013 vesting dates. (footnote continued below)
(continued from footnote 2 above) The 210 shares underlying the April 3, 2009 RSUs will be issued when those units vest in two successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the April 3, 2012, and April 3, 2013 vesting dates. The 500 shares underlying the July 10, 2008 RSUs will be issued when those units vest in a series of two successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the July 10, 2011 and July 10, 2012 vesting dates. All of the RSUs are subject to accelerated vesting upon certain changes in ownership or control of the Issuer. Does not include the performance share award made to the Reporting Person on July 6, 2010 for 1,245 target shares of the Issuer's Class A common stock that will not actually convert into any such shares unless the applicable performance goal is attained at threshold level or above.