Filing Details
- Accession Number:
- 0001140361-11-021429
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-04-08 15:42:16
- Reporting Period:
- 2011-04-08
- Filing Date:
- 2011-04-08
- Accepted Time:
- 2011-04-08 15:42:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1052257 | Z Trim Holdings Inc | ZTHO | Grain Mill Products (2040) | 364197173 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1461309 | Morris Garfinkle | 1011 Campus Drive Mundelein IL 60060 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-04-08 | 74,179 | $74,179.00 | 285,179 | No | 4 | P | Indirect | Garfinkle Revocable Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | Garfinkle Revocable Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrant | Acquisiton | 2011-04-08 | 95,921 | $0.00 | 95,921 | $1.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 95,921 | 2011-04-08 | 2014-05-13 | No | 4 | A | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 211,000 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrant | $1.50 | 2009-04-21 | 2014-04-22 | 75,000 | 75,000 | Direct |
| Common Stock | Warrant | $0.01 | 2010-06-04 | 2013-06-18 | 10,417 | 10,417 | Direct |
| Common Stock | Warrant | $0.30 | 2010-06-04 | 2013-06-18 | 3,846 | 3,846 | Direct |
| Common Stock | Warrant | $1.00 | 2010-06-04 | 2013-06-18 | 12,308 | 12,308 | Direct |
| Common Stock | Preferred Stock | $1.00 | 2010-06-07 | 2012-06-07 | 30,000 | 30,000 | Direct |
| Common Stock | Warrant | $1.50 | 2010-06-07 | 2015-06-07 | 45,000 | 45,000 | Direct |
| Common Stock | Preferred Stock | $1.00 | 2011-01-07 | 2013-01-06 | 15,000 | 15,000 | Direct |
| Common Stock | Warrant | $1.50 | 2011-01-07 | 2016-01-06 | 22,500 | 22,500 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2014-04-22 | 75,000 | 75,000 | Direct |
| 2013-06-18 | 10,417 | 10,417 | Direct |
| 2013-06-18 | 3,846 | 3,846 | Direct |
| 2013-06-18 | 12,308 | 12,308 | Direct |
| 2012-06-07 | 30,000 | 30,000 | Direct |
| 2015-06-07 | 45,000 | 45,000 | Direct |
| 2013-01-06 | 15,000 | 15,000 | Direct |
| 2016-01-06 | 22,500 | 22,500 | Direct |
Footnotes
- Mr. Garfinkle purchased the rights to a convertible note and accompanying warrants in a private transaction. Simultaneous with the purchase, Mr. Garfinkle converted the note, and accompanying interest, into shares of common stock.
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