Filing Details
- Accession Number:
- 0001179110-21-000315
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-01-06 16:06:27
- Reporting Period:
- 2021-01-04
- Accepted Time:
- 2021-01-06 16:06:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1070081 | Ptc Therapeutics Inc. | PTCT | Pharmaceutical Preparations (2834) | 043416587 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1578850 | Gregory Neil Almstead | C/O Ptc Therapeutics, Inc. 100 Corporate Court South Plainfield NJ 07080 | Chief Technical Ops Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-01-04 | 7,229 | $27.05 | 34,318 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-01-04 | 7,229 | $60.59 | 27,089 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2021-01-04 | 32,771 | $27.05 | 59,860 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-01-04 | 32,571 | $60.58 | 27,289 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-01-04 | 200 | $61.25 | 27,089 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2021-01-04 | 3,035 | $11.23 | 30,124 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-01-04 | 2,935 | $60.56 | 27,189 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-01-04 | 100 | $61.36 | 27,089 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2021-01-04 | 2,188 | $11.23 | 29,277 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-01-04 | 2,188 | $60.54 | 27,089 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2021-01-04 | 4,188 | $18.01 | 31,277 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-01-04 | 4,188 | $60.59 | 27,089 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2021-01-04 | 5,715 | $11.23 | 32,804 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-01-04 | 5,615 | $60.56 | 27,189 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-01-04 | 100 | $61.24 | 27,089 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2021-01-04 | 187 | $18.01 | 27,276 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-01-04 | 187 | $60.61 | 27,089 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2021-01-04 | 48,125 | $18.01 | 75,214 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-01-04 | 47,936 | $60.58 | 27,278 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-01-04 | 189 | $61.24 | 27,089 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2021-01-04 | 600 | $10.85 | 2,512 | No | 4 | M | Indirect | By Spouse |
Common Stock | Disposition | 2021-01-04 | 600 | $60.65 | 1,912 | No | 4 | S | Indirect | By Spouse |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Indirect | By Spouse |
No | 4 | S | Indirect | By Spouse |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right To Buy) | Disposition | 2021-01-04 | 7,229 | $27.05 | 7,229 | $27.05 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2021-01-04 | 32,771 | $27.05 | 32,771 | $27.05 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2021-01-04 | 3,035 | $11.23 | 3,035 | $11.23 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2021-01-04 | 2,188 | $11.23 | 2,188 | $11.23 |
Common Stock | Stock Option (Right To Buy) | Disposition | 2021-01-04 | 4,188 | $18.01 | 4,188 | $18.01 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2021-01-04 | 5,715 | $11.23 | 5,715 | $11.23 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2021-01-04 | 187 | $18.01 | 187 | $18.01 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2021-01-04 | 48,125 | $18.01 | 48,125 | $18.01 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2021-01-04 | 600 | $10.85 | 600 | $10.85 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
32,771 | 2024-01-27 | No | 4 | M | Direct | |
0 | 2024-01-27 | No | 4 | M | Direct | |
7,903 | 2027-01-02 | No | 4 | M | Direct | |
5,715 | 2027-01-02 | No | 4 | M | Direct | |
65,812 | 2028-01-02 | No | 4 | M | Direct | |
0 | 2027-01-02 | No | 4 | M | Direct | |
65,625 | 2028-01-02 | No | 4 | M | Direct | |
17,500 | 2028-01-02 | No | 4 | M | Direct | |
0 | 2023-05-15 | No | 4 | M | Indirect |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right To Buy) | $490.80 | 2021-04-27 | 216 | 216 | Direct | |
Common Stock | Stock Option (Right To Buy) | $218.40 | 2022-01-10 | 166 | 166 | Direct | |
Common Stock | Stock Option (Right To Buy) | $51.00 | 2025-01-01 | 69,550 | 69,550 | Direct | |
Common Stock | Stock Option (Right To Buy) | $30.86 | 2026-01-03 | 55,000 | 55,000 | Direct | |
Common Stock | Stock Option (Right To Buy) | $33.02 | 2029-01-21 | 72,500 | 72,500 | Direct | |
Common Stock | Stock Option (Right To Buy) | $33.02 | 2029-01-21 | 17,500 | 17,500 | Direct | |
Common Stock | Stock Option (Right To Buy) | $51.16 | 2030-01-28 | 69,500 | 69,500 | Direct | |
Common Stock | Stock Option (Right to Buy) | $490.80 | 2021-04-27 | 7 | 7 | Indirect | |
Common Stock | Stock Option (Right to Buy) | $218.40 | 2022-01-10 | 7 | 7 | Indirect | |
Common Stock | Stock Option (Right to Buy) | $27.05 | 2024-01-27 | 1,300 | 1,300 | Indirect | |
Common Stock | Stock Option (Right to Buy) | $51.00 | 2025-01-01 | 2,060 | 2,060 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2021-04-27 | 216 | 216 | Direct |
2022-01-10 | 166 | 166 | Direct |
2025-01-01 | 69,550 | 69,550 | Direct |
2026-01-03 | 55,000 | 55,000 | Direct |
2029-01-21 | 72,500 | 72,500 | Direct |
2029-01-21 | 17,500 | 17,500 | Direct |
2030-01-28 | 69,500 | 69,500 | Direct |
2021-04-27 | 7 | 7 | Indirect |
2022-01-10 | 7 | 7 | Indirect |
2024-01-27 | 1,300 | 1,300 | Indirect |
2025-01-01 | 2,060 | 2,060 | Indirect |
Footnotes
- The transactions reported in this Form 4 were effected pursuant to written a Rule 10b5-1 plan adopted by the Reporting Person on November 24, 2020.
- This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $60.40 to $61.25 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $60.18 to $61.12 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $61.24 to $61.25 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- The transactions reported in this Form 4 were effected pursuant to written a Rule 10b5-1 plan adopted by the Reporting Person on November 10, 2020.
- This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $60.22 to $60.95 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $60.42 to $60.75 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $60.39 to $61.24 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $60.20 to $61.07 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $60.40 to $61.24 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $60.18 to $61.12 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- The transactions reported in this Form 4 were effected pursuant to written a Rule 10b5-1 plan adopted by the spouse of the Reporting Person on November 10, 2020.
- Currently exercisable.
- This option was granted on January 3, 2018, and vests over four years, with 25% of the shares underlying the option vesting on January 3, 2019, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 3, 2019.
- This option was granted on January 22, 2019 and vests over four years, with 25% of the shares underlying the option vesting on January 22, 2020, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning April 22, 2020.
- This option was granted on January 22, 2019 and vests over four years, with 50% of the shares underlying the option vesting on January 22, 2022, and the remaining 50% of the original number of shares underlying the option vesting on January 22, 2023.
- This option was granted on January 29, 2020, and vests over four years, with 25% of the shares underlying the option vesting on January 29, 2021, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 29, 2021.