Filing Details

Accession Number:
0000315189-21-000001
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-01-06 12:29:53
Reporting Period:
2021-01-04
Accepted Time:
2021-01-06 12:29:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
315189 Deere & Co DE Farm Machinery & Equipment (3523) 362382580
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1566435 K.w. Mary Jones Deere &Amp; Company
One John Deere Place
Moline IL 61265
Sr Vp, General Counsel & Pa No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
$1 Par Common Stock Acquisiton 2021-01-04 30,918 $79.24 95,508 No 4 M Direct
$1 Par Common Stock Disposition 2021-01-04 400 $264.26 95,108 No 4 S Direct
$1 Par Common Stock Disposition 2021-01-04 1,571 $265.39 93,537 No 4 S Direct
$1 Par Common Stock Disposition 2021-01-04 5,746 $266.53 87,791 No 4 S Direct
$1 Par Common Stock Disposition 2021-01-04 8,511 $267.61 79,280 No 4 S Direct
$1 Par Common Stock Disposition 2021-01-04 4,493 $268.68 74,787 No 4 S Direct
$1 Par Common Stock Disposition 2021-01-04 2,000 $269.67 72,787 No 4 S Direct
$1 Par Common Stock Disposition 2021-01-04 5,500 $271.85 67,287 No 4 S Direct
$1 Par Common Stock Disposition 2021-01-04 2,597 $272.30 64,690 No 4 S Direct
$1 Par Common Stock Disposition 2021-01-04 100 $273.58 64,590 No 4 S Direct
$1 Par Common Stock Acquisiton 2021-01-04 23,463 $100.55 88,053 No 4 M Direct
$1 Par Common Stock Disposition 2021-01-04 300 $264.40 87,753 No 4 S Direct
$1 Par Common Stock Disposition 2021-01-04 1,499 $265.53 86,254 No 4 S Direct
$1 Par Common Stock Disposition 2021-01-04 4,346 $266.59 81,908 No 4 S Direct
$1 Par Common Stock Disposition 2021-01-04 5,738 $267.55 76,170 No 4 S Direct
$1 Par Common Stock Disposition 2021-01-04 3,870 $268.73 72,300 No 4 S Direct
$1 Par Common Stock Disposition 2021-01-04 1,300 $269.84 71,000 No 4 S Direct
$1 Par Common Stock Disposition 2021-01-04 4,695 $271.96 66,305 No 4 S Direct
$1 Par Common Stock Disposition 2021-01-04 1,615 $272.83 64,690 No 4 S Direct
$1 Par Common Stock Disposition 2021-01-04 100 $273.58 64,590 No 4 S Direct
$1 Par Common Stock Acquisiton 2021-01-04 4,845 $151.95 69,435 No 4 M Direct
$1 Par Common Stock Disposition 2021-01-04 500 $265.56 68,935 No 4 S Direct
$1 Par Common Stock Disposition 2021-01-04 600 $266.42 68,335 No 4 S Direct
$1 Par Common Stock Disposition 2021-01-04 1,245 $267.57 67,090 No 4 S Direct
$1 Par Common Stock Disposition 2021-01-04 700 $268.70 66,390 No 4 S Direct
$1 Par Common Stock Disposition 2021-01-04 300 $270.06 66,090 No 4 S Direct
$1 Par Common Stock Disposition 2021-01-04 1,200 $272.01 64,890 No 4 S Direct
$1 Par Common Stock Disposition 2021-01-04 300 $272.71 64,590 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Market Priced Options Disposition 2021-01-04 30,918 $0.00 30,918 $79.24
Common Stock Market Priced Options Disposition 2021-01-04 23,463 $0.00 23,463 $100.55
Common Stock Market Priced Options Disposition 2021-01-04 4,835 $0.00 4,835 $151.95
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2025-12-09 No 4 M Direct
0 2026-12-14 No 4 M Direct
9,845 2027-12-13 No 4 M Direct
Footnotes
  1. Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 31, 2020.
  2. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $264.02 to $264.51, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 to 24.
  3. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $265.03 to $265.96, inclusive.
  4. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $266.03 to $267.02, inclusive.
  5. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $267.04 to $268.04, inclusive.
  6. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $268.10 to $269.04, inclusive.
  7. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $269.44 to $270.10, inclusive.
  8. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $271.48 to $272.41, inclusive.
  9. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $272.50 to $273.41, inclusive.
  10. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $264.02 to $264.85, inclusive.
  11. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $265.08 to $266.03, inclusive.
  12. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $266.08 to $267.07, inclusive.
  13. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $267.08 to $268.04, inclusive.
  14. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $268.10 to $269.08, inclusive.
  15. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $269.52 to $270.48, inclusive.
  16. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $271.53 to $272.45, inclusive.
  17. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $272.55 to $273.06, inclusive.
  18. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $265.09 to $266.06, inclusive.
  19. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $266.10 to $266.81, inclusive.
  20. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $267.16 to $267.90, inclusive.
  21. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $268.32 to $269.05, inclusive.
  22. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $269.64 to $270.62, inclusive.
  23. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $271.54 to $272.54, inclusive.
  24. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $272.55 to $272.86, inclusive.
  25. Includes 21,702 restricted stock units under the John Deere Omnibus Equity and Incentive Plan and the John Deere 2020 Equity and Incentive Plan to be settled solely in shares. Units include the ability to have shares withheld to satisfy income tax obligations.
  26. All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.
  27. The options became exercisable in three approximately equal tranches on December 9, 2016, 2017, and 2018.
  28. The options became exercisable in three approximately equal tranches on December 14, 2017, 2018, and 2019.
  29. The options became exercisable in three approximately equal tranches on December 13, 2018, 2019, and 2020.