Filing Details
- Accession Number:
- 0001209191-21-001735
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-01-05 21:24:58
- Reporting Period:
- 2020-12-31
- Accepted Time:
- 2021-01-05 21:24:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1652130 | Intellia Therapeutics Inc. | NTLA | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1563584 | M John Leonard | C/O Intellia Therapeutics, Inc. 40 Erie Street; Suite 130 Cambridge MA 02139 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-12-31 | 14,375 | $0.00 | 481,727 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-01-05 | 6,239 | $55.86 | 475,488 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Acquisiton | 2020-12-31 | 28,750 | $0.00 | 28,750 | $23.46 |
Common Stock | Restricted Stock Unit (performance-based) | Acquisiton | 2020-12-31 | 14,375 | $0.00 | 14,375 | $0.00 |
Common Stock | Restricted Stock Unit (performance-based) | Disposition | 2020-12-31 | 14,375 | $0.00 | 14,375 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
28,750 | 2020-12-31 | 2028-03-20 | No | 4 | A | Direct |
14,375 | 2020-12-31 | No | 4 | A | Direct | |
0 | 2020-12-31 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 58,415 | Indirect | By Trust |
Footnotes
- Shares sold in sell-to-cover transaction in order to satisfy withholding taxes to be paid upon the vesting of 14,375 performance-based restricted stock units ("PRSUs") on December 31, 2020.
- Shares held by the John M. Leonard 2015 Irrevocable Trust.
- On March 21, 2018, the reporting person was granted an option to purchase 86,250 shares of common stock pursuant to the Intellia Therapeutics, Inc. Amended and Restated 2015 Stock Option and Incentive Plan. The award had performance-based vesting, with one-third of the award vesting upon each achievement of three scientific and regulatory milestones through the calendar year 2020 (the "Performance Milestones"). On December 31, 2020, one of the Performance Milestones was achieved, resulting in the vesting of the option as to 28,750 shares.
- On March 21, 2018, the reporting person was granted 43,125 PRSUs pursuant to the Intellia Therapeutics, Inc. Amended and Restated 2015 Stock Option and Incentive Plan. Each PRSU represents a contingent right to receive one share of the Company's common stock upon vesting, with one-third of the PRSUs vesting upon each achievement of the Performance Milestones through the calendar year 2020. On December 31, 2020, one of the Performance Milestones was achieved, resulting in the vesting of 14,375 PRSUs.