Filing Details

Accession Number:
0001209191-21-001735
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-01-05 21:24:58
Reporting Period:
2020-12-31
Accepted Time:
2021-01-05 21:24:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1652130 Intellia Therapeutics Inc. NTLA () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1563584 M John Leonard C/O Intellia Therapeutics, Inc.
40 Erie Street; Suite 130
Cambridge MA 02139
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-12-31 14,375 $0.00 481,727 No 4 M Direct
Common Stock Disposition 2021-01-05 6,239 $55.86 475,488 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Acquisiton 2020-12-31 28,750 $0.00 28,750 $23.46
Common Stock Restricted Stock Unit (performance-based) Acquisiton 2020-12-31 14,375 $0.00 14,375 $0.00
Common Stock Restricted Stock Unit (performance-based) Disposition 2020-12-31 14,375 $0.00 14,375 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
28,750 2020-12-31 2028-03-20 No 4 A Direct
14,375 2020-12-31 No 4 A Direct
0 2020-12-31 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 58,415 Indirect By Trust
Footnotes
  1. Shares sold in sell-to-cover transaction in order to satisfy withholding taxes to be paid upon the vesting of 14,375 performance-based restricted stock units ("PRSUs") on December 31, 2020.
  2. Shares held by the John M. Leonard 2015 Irrevocable Trust.
  3. On March 21, 2018, the reporting person was granted an option to purchase 86,250 shares of common stock pursuant to the Intellia Therapeutics, Inc. Amended and Restated 2015 Stock Option and Incentive Plan. The award had performance-based vesting, with one-third of the award vesting upon each achievement of three scientific and regulatory milestones through the calendar year 2020 (the "Performance Milestones"). On December 31, 2020, one of the Performance Milestones was achieved, resulting in the vesting of the option as to 28,750 shares.
  4. On March 21, 2018, the reporting person was granted 43,125 PRSUs pursuant to the Intellia Therapeutics, Inc. Amended and Restated 2015 Stock Option and Incentive Plan. Each PRSU represents a contingent right to receive one share of the Company's common stock upon vesting, with one-third of the PRSUs vesting upon each achievement of the Performance Milestones through the calendar year 2020. On December 31, 2020, one of the Performance Milestones was achieved, resulting in the vesting of 14,375 PRSUs.