Filing Details
- Accession Number:
- 0000921895-21-000034
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-01-05 20:54:43
- Reporting Period:
- 2020-12-31
- Accepted Time:
- 2021-01-05 20:54:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1014111 | Glassbridge Enterprises Inc. | GLAE | Investment Advice (6282) | 411838504 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1134119 | Clinton Group Inc | 411 East 57Th Street New York NY 10018 | No | No | Yes | Yes | |
1566939 | E. George Hall | 411 East 57Th Street New York NY 10018 | No | No | Yes | Yes | |
1584551 | Geh Capital Inc. | 411 East 57Th Street New York NY 10018 | No | No | Yes | Yes | |
1621471 | Ltd. Fund Master Opportunities Special Clinton | 411 East 57Th Street New York NY 10018 | No | No | Yes | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-12-31 | 250 | $0.00 | 7,578 | No | 4 | P | Indirect | See footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnotes |
Footnotes
- Represents the transfer of 250 shares of common stock from Robert Torricelli to CSO (as defined below) in exchange for the forgiveness of a loan in the principal amount of $500,000 plus interest.
- The securities reported herein may be deemed to be indirectly beneficially owned by Mr. George E. Hall ("Mr. Hall"), which securities are directly held by: (i) GEH Capital, Inc., which is indirectly owned by Mr. Hall and (ii) Clinton Special Opportunities Master Fund Ltd. ("CSO"), of which Clinton Group, Inc. ("CGI") is also deemed to be the indirect beneficial owner of such securities by virtue of its position as investment manager of CSO (collectively, the "Reporting Persons"). Mr. Hall serves as the Chief Executive Officer of CGI.
- Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.