Filing Details

Accession Number:
0000921895-21-000034
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-01-05 20:54:43
Reporting Period:
2020-12-31
Accepted Time:
2021-01-05 20:54:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1014111 Glassbridge Enterprises Inc. GLAE Investment Advice (6282) 411838504
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1134119 Clinton Group Inc 411 East 57Th Street
New York NY 10018
No No Yes Yes
1566939 E. George Hall 411 East 57Th Street
New York NY 10018
No No Yes Yes
1584551 Geh Capital Inc. 411 East 57Th Street
New York NY 10018
No No Yes Yes
1621471 Ltd. Fund Master Opportunities Special Clinton 411 East 57Th Street
New York NY 10018
No No Yes Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-12-31 250 $0.00 7,578 No 4 P Indirect See footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnotes
Footnotes
  1. Represents the transfer of 250 shares of common stock from Robert Torricelli to CSO (as defined below) in exchange for the forgiveness of a loan in the principal amount of $500,000 plus interest.
  2. The securities reported herein may be deemed to be indirectly beneficially owned by Mr. George E. Hall ("Mr. Hall"), which securities are directly held by: (i) GEH Capital, Inc., which is indirectly owned by Mr. Hall and (ii) Clinton Special Opportunities Master Fund Ltd. ("CSO"), of which Clinton Group, Inc. ("CGI") is also deemed to be the indirect beneficial owner of such securities by virtue of its position as investment manager of CSO (collectively, the "Reporting Persons"). Mr. Hall serves as the Chief Executive Officer of CGI.
  3. Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.