Filing Details

Accession Number:
0001144204-11-020929
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-04-08 13:12:50
Reporting Period:
2011-04-06
Filing Date:
2011-04-08
Accepted Time:
2011-04-08 13:12:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1321646 Kraton Performance Polymers Inc. KRA Plastic Materials, Synth Resins & Nonvulcan Elastomers (2821) 200411521
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1106607 Jp Morgan Partners Bhca Lp C/O J.p. Morgan Partners, Llc
270 Park Avenue
New York NY 10017
No No Yes No
1162622 Jp Morgan Partners Global Investors Lp C/O J.p. Morgan Partners, Llc
270 Park Avenue
New York NY 10017
No No Yes No
1169889 J P Morgan Partners Global Investors Cayman Ii Lp C/O Walkers Spv Limited
Po Box 908 Gt, Walker House
George Town, Grand Cayman E9
No No Yes No
1169890 J P Morgan Partners Global Investors Cayman Lp C/O Walkers Spv Limited
Po Box 908 Gt, Walker House
George Town, Grand Cayman E9
No No Yes No
1317638 Jp Morgan Partners Global Investors Selldown Lp C/O J.p. Morgan Partners, Llc
270 Park Avenue
New York NY 10017
No No Yes No
1361608 P L Ii Selldown Investors Global Partners Morgan Jp C/O J.p. Morgan Partners, Llc
270 Park Avenue
New York NY 10017
No No Yes No
1478549 Jpmp Global Fund/Kraton A, L.p. C/O J.p. Morgan Partners, Llc
270 Park Avenue
New York NY 10017
No No Yes No
1478550 Jpmp Global Fund/Kraton, L.p. C/O J.p. Morgan Partners, Llc
270 Park Avenue
New York NY 10017
No No Yes No
1478551 Jpmp Global Fund/Kraton/Selldown, L.p. C/O J.p. Morgan Partners, Llc
270 Park Avenue
New York NY 10017
No No Yes No
1478552 Jpmp Global Fund/Kraton/Selldown Ii, L.p. C/O J.p. Morgan Partners, Llc
270 Park Avenue
New York NY 10017
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-04-06 3,995,229 $36.05 7,226 No 4 S Direct
Common Stock Disposition 2011-04-06 2,252,971 $36.05 7,226 No 4 S Direct
Common Stock Disposition 2011-04-06 540,071 $36.05 0 No 4 S Direct
Common Stock Disposition 2011-04-06 82,894 $36.05 0 No 4 S Direct
Common Stock Disposition 2011-04-06 231,257 $36.05 0 No 4 S Direct
Common Stock Disposition 2011-04-06 30,322 $36.05 0 No 4 S Direct
Common Stock Disposition 2011-04-06 39,882 $36.05 0 No 4 S Direct
Common Stock Disposition 2011-04-06 86,401 $36.05 0 No 4 S Direct
Common Stock Disposition 2011-04-06 96,458 $36.05 0 No 4 S Direct
Common Stock Disposition 2011-04-06 597,298 $36.05 0 No 4 S Direct
Common Stock Disposition 2011-04-06 37,585 $36.05 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. See Exhibit 99.1
  2. The amount shown represents the beneficial ownership of the Issuer's securities owned by JPMP BHCA.
  3. The amount shown represents the beneficial ownership of the Issuer's securities owned by J.P. Morgan Global.
  4. The amount shown represents the beneficial ownership of the Issuer's securities owed by JPMP Kraton A.
  5. The amount shown represents the beneficial ownership of the Issuer's securities owned by JPMP Cayman.
  6. The amount shown represents the beneficial ownership of the Issuer's securities owned by JPMP Cayman II.
  7. The amount shown represents the beneficial ownership of the Issuer's securities owned by JPMP Kraton.
  8. The amount shown represents the beneficial ownership of the Issuer's securities owned by JPMP Selldown.
  9. The amount shown represents the beneficial ownership of the Issuer's securities owned by JPMP Kraton Selldown.
  10. The amount shown represents the beneficial ownership of the Issuer's securities owned by JPMP Selldown II.
  11. The amount shown represents the beneficial ownership of the Issuer's securities owned by JPMP Kraton Selldown II.
  12. Includes 7,226 shares of common stock of Kraton Performance Polymers, Inc., representing $50,000 of common stock of Kraton Performance Polymers, Inc. granted to each of Timothy J. Walsh and Kevin G. O'Brien in consideration of their service on the Board of Directors of the Issuer. The price of the stock is based upon the average of the high and low prices of the common stock of Kraton Performance Polymers, Inc. as reported on the New York Stock Exchange on January 28, 2010. Pursuant to contractual undertakings by Mr. Walsh and Mr. O'Brien, Mr. Walsh and Mr. O'Brien are each holding these shares for the benefit of JPMP BHCA.
  13. This represents the aggregate number of shares disposed by the Reporting Persons.