Filing Details

Accession Number:
0001689923-21-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-01-05 19:54:12
Reporting Period:
2021-01-01
Accepted Time:
2021-01-05 19:54:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1689923 Alteryx Inc. AYX () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1626707 Scott Davidson C/O Alteryx, Inc
3345 Michelson Drive, Suite 400
Irvine CA 92612
Chief Operating Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2021-01-01 4,028 $121.79 27,370 No 4 F Direct
Class A Common Stock Disposition 2021-01-05 580 $111.00 26,790 No 4 S Direct
Class A Common Stock Disposition 2021-01-05 644 $110.90 26,146 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units ("RSUs"). The Reporting Person did not sell or otherwise dispose of any of the shares with respect to the vesting of RSUs reported on this Form 4 for any reason other than to cover required taxes.
  2. Includes 20,932 unvested shares subject to awards of RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting.
  3. Sale of shares made pursuant to and in accordance with the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, under a plan adopted by the Reporting Person on September 14, 2020
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.89 to $110.91, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.