Filing Details
- Accession Number:
- 0001214659-21-000154
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-01-05 17:58:11
- Reporting Period:
- 2021-01-04
- Accepted Time:
- 2021-01-05 17:58:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1707210 | Navios Maritime Containers L.p. | NMCI | () | E9 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1535392 | Partners Mangrove | 645 Madison Avenue, 14Th Floor New York NY 10022 | No | No | No | No | |
1535393 | H. Nathaniel August | 645 Madison Avenue, 14Th Floor New York NY 10022 | No | No | No | No | |
1569227 | Mangrove Partners Master Fund, Ltd. | 645 Madison Ave, 14 Floor New York NY 10022 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Units | Disposition | 2021-01-04 | 15,900 | $4.16 | 3,291,850 | No | 4 | S | Direct | |
Common Units | Disposition | 2021-01-05 | 27,009 | $4.09 | 3,264,841 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Units | Cash settled total return swap (obligation to buy) | Disposition | 2021-01-04 | 63,458 | $4.26 | 63,458 | $0.00 |
Common Units | Cash settled total return swap (obligation to buy) | Disposition | 2021-01-05 | 21,115 | $4.06 | 21,115 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
21,115 | 2023-05-03 | No | 4 | S | Direct | |
0 | 2023-05-03 | No | 4 | S | Direct |
Footnotes
- These cash-settled total return swaps were entered into by The Mangrove Partners Master Fund, Ltd. ("Master Fund") with Morgan Stanley Capital Services LLC as the counterparty between April 4, 2019 and June 17, 2019 at prices between $1.93 and $2.26. The swaps can be settled and closed at any time by Master Fund. The swaps provide Master Fund with economic exposure to the Common Stock referenced in the swap (the "Subject Securities"), benefiting Master Fund if the price of the Common Stock increases, and benefiting counterparty if the price of the Common Stock decreases. The swap does not provide Master Fund with the power to vote or direct the voting or dispose of, or to dispose or direct the disposition of, the Subject Securities, nor the right to acquire such power over the Subject Securities. The Reporting Persons expressly disclaim beneficial ownership of the Subject Securities.
- Master Fund, Mangrove Partners, the investment manager of Master Fund, and Nathaniel H. August, the principal of Mangrove Partners, may be deemed to indirectly beneficially own the securities reported herein and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any.