Filing Details
- Accession Number:
- 0001179110-11-006216
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2011-04-07 18:38:43
- Reporting Period:
- 2011-02-16
- Filing Date:
- 2011-04-07
- Accepted Time:
- 2011-04-07 18:38:43
- Original Submission Date:
- 2011-02-18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1235468 | Liquidity Services Inc | LQDT | Services-Business Services, Nec (7389) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1203477 | David F Fowler | C/O Microstrategy Inc. 1861 International Drive Mclean VA 22102 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-02-16 | 10,000 | $12.89 | 25,757 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-02-16 | 10,000 | $16.69 | 15,757 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-02-17 | 10,000 | $12.89 | 25,757 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-02-17 | 13,150 | $14.75 | 38,907 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-02-17 | 15,082 | $11.66 | 53,989 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-02-17 | 5,753 | $10.70 | 59,742 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-02-17 | 43,985 | $16.53 | 15,757 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-02-18 | 12,859 | $10.70 | 28,616 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-02-18 | 3,400 | $8.55 | 32,016 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-02-18 | 16,259 | $16.16 | 15,757 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option | Disposition | 2011-02-16 | 10,000 | $12.89 | 20,000 | $12.89 |
Common Stock | Employee Stock Option | Disposition | 2011-02-17 | 10,000 | $12.89 | 10,000 | $12.89 |
Common Stock | Employee Stock Option | Disposition | 2011-02-17 | 13,150 | $14.75 | 13,150 | $14.75 |
Common Stock | Employee Stock Option | Disposition | 2011-02-17 | 15,082 | $11.66 | 15,082 | $11.66 |
Common Stock | Employee Stock Option | Disposition | 2011-02-18 | 3,400 | $8.55 | 21,086 | $8.55 |
Common Stock | Employee Stock Option | Disposition | 2011-02-17 | 5,753 | $10.70 | 18,612 | $10.70 |
Common Stock | Employee Stock Option | Disposition | 2011-02-18 | 12,859 | $10.70 | 12,859 | $10.70 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
10,000 | 2016-04-03 | No | 4 | M | Direct | |
0 | 2016-04-03 | No | 4 | M | Direct | |
0 | 2016-10-02 | No | 4 | M | Direct | |
0 | 2018-06-03 | No | 4 | M | Direct | |
17,686 | 2019-04-28 | No | 4 | M | Direct | |
12,859 | 2020-02-01 | No | 4 | M | Direct | |
0 | 2020-02-01 | No | 4 | M | Direct |
Footnotes
- This transaction was originally reported as an exercise of $8.55 options in a Form 4 filed on February 18, 2011. This amendment is filed to reflect that the transaction was a conversion of Mr. Fowler's $10.70 options, and therefore the corrected price is $10.70.
- As originally reported in a Form 4 filed on February 18, 2011, these transactions exercised all of Mr. Fowler's remaining $8.55 options before exercising a portion of his $10.70 options. This amendment is filed to reflect that these transactions fully exercised Mr. Fowler's $10.70 options and then exercised a portion of his $8.55 options.
- These options became fully vested on April 3, 2008.
- These options became fully vested on October 2, 2007.
- These options became fully vested on June 3, 2009.
- These options became fully vested on February 18, 2010.
- These options became fully vested on February 1, 2011.