Filing Details
- Accession Number:
- 0000808450-11-000032
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-04-07 18:23:06
- Reporting Period:
- 2011-04-06
- Filing Date:
- 2011-04-07
- Accepted Time:
- 2011-04-07 18:23:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
808450 | Navistar International Corp | NAV | Motor Vehicles & Passenger Car Bodies (3711) | 363359573 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1438387 | M James Moran | Navistar International Corporation 4201 Winfield Road Warrenville IL 60555 | Vice President And Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-04-06 | 630 | $26.15 | 6,842 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-04-06 | 630 | $68.97 | 6,212 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-04-06 | 2,569 | $22.66 | 8,781 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-04-06 | 2,500 | $40.92 | 3,663 | No | 4 | M | Indirect | By wife |
Common Stock | Disposition | 2011-04-06 | 2,500 | $68.84 | 1,163 | No | 4 | S | Indirect | By wife |
Premium Shares | Acquisiton | 2011-04-06 | 481 | $0.00 | 777 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Indirect | By wife |
No | 4 | S | Indirect | By wife |
No | 4 | A | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-04-06 | 630 | $0.00 | 630 | $26.15 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-04-06 | 2,569 | $0.00 | 2,569 | $22.66 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-04-06 | 2,500 | $0.00 | 2,500 | $40.92 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,870 | 2015-10-18 | No | 4 | M | Direct | |
4,399 | 2018-12-16 | No | 4 | M | Direct | |
0 | 2014-12-14 | No | 4 | M | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 194 | Indirect | By wife through Navistar 401(k) Savings Plan |
Footnotes
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.94 to $68.98, inclusive. The reporting person undertakes to provide Navistar International Corporation, any security holder of Navistar International Corporation, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) and (2) to this Form 4.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.82 to $68.88, inclusive.
- The Premium Share Units were acquired under Navistar's Executive Stock Ownership Program. Each Premium Share Unit represents one share of Navistar Common Stock.
- The reporting person, indirectly through his wife, acquired 0.0135 shares on February 4, 2010, as part of an allocation of proceeds received from settlement of a class action lawsuit. The allocation of proceeds was made to all Navistar 401(k) plan participants.
- The Option, representing the right to purchase a total of 2,500 shares, became exercisable as to 834 shares on 10/18/2006; as to 833 shares on 10/18/2007; and as to 833 shares on 10/18/2008.
- The Option, representing the right to purchase a total of 6,968 shares, became exercisable as to 2,323 shares on 12/16/2009; as to 2,322 shares on 12/16/2010; and will become exercisable as to 2,323 shares on 12/16/2011.
- The Option became exercisable as to 834 shares on 12/14/2005; as to 833 shares on 12/14/2006; and as to 833 shares on 12/14/2007.