Filing Details
- Accession Number:
- 0001181431-11-023071
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-04-07 17:06:05
- Reporting Period:
- 2011-04-06
- Filing Date:
- 2011-04-07
- Accepted Time:
- 2011-04-07 17:06:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 709283 | Quantum Corp | QTM | Computer Storage Devices (3572) | 942665054 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1204928 | M Edward Esber | C/O Quantum Corporation 1650 Technology Drive, Ste. 800 San Jose CA 95110 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-04-06 | 33,000 | $1.77 | 125,135 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-04-06 | 66,000 | $1.16 | 191,135 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-04-06 | 18,750 | $2.08 | 209,885 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-04-06 | 18,750 | $2.33 | 228,635 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-04-06 | 136,500 | $2.80 | 92,135 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Options | Disposition | 2011-04-06 | 33,000 | $0.00 | 33,000 | $1.77 |
| Common Stock | Non-Qualified Stock Options | Disposition | 2011-04-06 | 66,000 | $0.00 | 66,000 | $1.16 |
| Common Stock | Non-Qualified Stock Options | Disposition | 2011-04-06 | 18,750 | $0.00 | 18,750 | $2.08 |
| Common Stock | Non-Qualified Stock Options | Disposition | 2011-04-06 | 18,750 | $0.00 | 18,750 | $2.33 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2008-12-01 | 2015-09-01 | No | 4 | M | Direct |
| 0 | 2009-12-01 | 2016-09-01 | No | 4 | M | Direct |
| 0 | 2003-07-01 | 2012-07-31 | No | 4 | M | Direct |
| 0 | 2005-09-02 | 2012-09-02 | No | 4 | M | Direct |
Footnotes
- Reflects the exercise of the stock options listed in Table II of this Form 4.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2010, as amended on February 8, 2011.
- The options are fully vested and immediately exercisable.
Billionaire Hedge Funds
