Filing Details

Accession Number:
0001181431-11-023069
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-04-07 17:03:25
Reporting Period:
2011-04-05
Filing Date:
2011-04-07
Accepted Time:
2011-04-07 17:03:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1138639 Infinera Corp INFN Telephone & Telegraph Apparatus (3661) 770560433
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1177264 Iii O Michael Mccarthy C/O Infinera Corporation
169 Java Drive
Sunnyvale CA 94089
Chief Legal & Admin Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-04-05 4,655 $8.23 15,851 No 4 S Direct
Common Stock Disposition 2011-04-06 4,655 $8.46 11,196 No 4 S Direct
Common Stock Disposition 2011-04-07 4,655 $8.62 6,541 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Restricted Stock Units $0.00 33,000 33,000 Direct
Common Stock Employee Stock Option (Right to Buy) $8.58 2021-02-10 65,000 65,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
33,000 33,000 Direct
2021-02-10 65,000 65,000 Direct
Footnotes
  1. This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 26, 2010.
  2. This price represents the weighted average sale price of the shares sold ranging from $8.03 to $9.0299 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
  3. This price represents the weighted average sale price of the shares sold ranging from $8.27 to $9.2699 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
  4. This price represents the weighted average sale price of the shares sold ranging from $8.56 to $9.5599 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
  5. Each restricted stock unit ("RSU") represents a contingent right to receive one share of INFN common stock.
  6. The RSUs vest in three equal annual installments beginning on February 5, 2012.
  7. This option vests and becomes exercisable in 36 equal monthly installments commencing on the date of grant.