Filing Details

Accession Number:
0001469367-21-000006
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-01-04 21:41:03
Reporting Period:
2020-12-30
Accepted Time:
2021-01-04 21:41:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1469367 Sunrun Inc. RUN () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1290083 Michelle Philpot 225 Bush Street, Suite 1400
San Francisco CA 94104
Chief Accounting Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-12-30 8,746 $6.40 52,049 No 4 M Direct
Common Stock Acquisiton 2020-12-30 29,024 $5.00 81,073 No 4 M Direct
Common Stock Acquisiton 2020-12-30 6,593 $8.05 87,666 No 4 M Direct
Common Stock Acquisiton 2020-12-30 11,802 $14.57 99,468 No 4 M Direct
Common Stock Disposition 2020-12-30 47,901 $64.72 51,567 No 4 S Direct
Common Stock Disposition 2020-12-30 11,072 $65.21 40,495 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2020-12-30 8,746 $0.00 8,746 $6.40
Common Stock Employee Stock Option (right to buy) Disposition 2020-12-30 29,024 $0.00 29,024 $5.00
Common Stock Employee Stock Option (right to buy) Disposition 2020-12-30 6,593 $0.00 6,593 $8.05
Common Stock Employee Stock Option (right to buy) Disposition 2020-12-30 11,802 $0.00 11,802 $14.57
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2026-03-02 No 4 M Direct
6,637 2027-03-14 No 4 M Direct
18,907 2028-03-19 No 4 M Direct
15,176 2029-03-13 No 4 M Direct
Footnotes
  1. The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.
  2. Price represents the weighted average sale price of the shares sold. The sale price ranged from $64.07 to $65.06 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
  3. Price represents the weighted average sale price of the shares sold. The sale price ranged from $65.07 to $65.55 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
  4. Shares held following the reported transactions include 31,628 RSUs, which are subject to forfeiture until they vest.
  5. The shares subject to the option are fully vested and exercisable.
  6. 25% of the shares subject to the option vested on March 15, 2018, and 1/48 of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.
  7. 25% of the shares subject to the option vested on March 15, 2019, and 1/48 of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.
  8. 25% of the shares subject to the option vested on March 15, 2020, and 1/48 of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.