Filing Details

Accession Number:
0001209191-21-000539
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-01-04 19:34:44
Reporting Period:
2020-12-30
Accepted Time:
2021-01-04 19:34:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1540755 Anaplan Inc. PLAN () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1476070 Jr H David Morton 50 Hawthorne Street
San Francisco CA 94105
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2020-12-30 32,831 $72.10 36,670 No 4 S Direct
Common Stock Disposition 2020-12-30 22,084 $73.18 14,586 No 4 S Direct
Common Stock Disposition 2020-12-30 6,109 $73.82 8,477 No 4 S Direct
Common Stock Acquisiton 2020-12-30 18,976 $11.86 27,453 No 4 M Direct
Common Stock Disposition 2020-12-30 7,891 $72.16 19,562 No 4 S Direct
Common Stock Disposition 2020-12-30 9,000 $73.18 10,562 No 4 S Direct
Common Stock Disposition 2020-12-30 2,085 $73.85 8,477 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2020-12-30 18,976 $0.00 18,976 $11.86
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
119,741 2028-09-13 No 4 M Direct
Footnotes
  1. This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $71.50 to $72.49, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $72.50 to $73.49, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $73.56 to $74.01, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
  5. This exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
  6. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $71.64 to $72.59, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
  7. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $72.64 to $73.48, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
  8. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $73.77 to $74.01, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
  9. 25% of the stock option vested on September 10, 2019, with the remainder exercisable in 36 equal monthly installments thereafter provided that the Reporting Person remains in continuous service on each vesting date; the option may also be exercised early subject to Issuer's right of repurchase.