Filing Details
- Accession Number:
- 0001179110-21-000066
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-01-04 17:32:54
- Reporting Period:
- 2020-12-31
- Accepted Time:
- 2021-01-04 17:32:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
855654 | Immunogen Inc. | IMGN | Pharmaceutical Preparations (2834) | 042726691 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1177854 | G David Foster | 22 Hillside Dr. Townsend MA 01469 | V.p.-Fin., Prin. Acctg. Off. | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-12-31 | 27,240 | $0.00 | 48,964 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-12-31 | 11,052 | $6.38 | 37,912 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Share Unit | Disposition | 2020-12-31 | 27,240 | $0.00 | 27,240 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | M | Direct |
Footnotes
- Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
- On April 1, 2019, the reporting person was granted 45,400 restricted share units, vesting 40% on April 1, 2020 and 60% on December 31, 2020, subject to continued service through each such vesting date.
- Restricted stock units convert into common stock on a one-for-one basis
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.27 to $6.50, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within these ranges.
- Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSU's listed in Table II per a 10b5-1 plan.