Filing Details
- Accession Number:
- 0001127602-11-012674
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-04-07 15:46:27
- Reporting Period:
- 2011-04-05
- Filing Date:
- 2011-04-07
- Accepted Time:
- 2011-04-07 15:46:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1321646 | Kraton Performance Polymers Inc. | KRA | Plastic Materials, Synth Resins & Nonvulcan Elastomers (2821) | 200411521 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1478412 | A. Richard Ott | C/O Kraton Performance Polymers 15710 John F. Kennedy Blvd, Suite 300 Houston TX 77032 | Vp, Hr & Communications | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-04-05 | 7,021 | $13.51 | 9,648 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-04-05 | 7,021 | $40.00 | 2,627 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-04-06 | 2,304 | $13.51 | 4,931 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-04-06 | 2,304 | $40.17 | 2,627 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Options (Right to Buy) | Disposition | 2011-04-05 | 7,021 | $0.00 | 7,021 | $13.51 |
| Common Stock | Employee Options (Right to Buy) | Disposition | 2011-04-06 | 2,304 | $0.00 | 2,304 | $13.51 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 11,312 | 2014-01-01 | No | 4 | M | Direct | |
| 9,008 | 2014-01-01 | No | 4 | M | Direct |
Footnotes
- Transacted under a 10b5-1 plan that was adopted on March 11, 2011.
- The price in column 4 is a weighted average. The prices actually received ranged from $40 to $40.29. For all transactions reported in this Form 4 utilizing a weighted average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
- All options reported above have vested and are immediately exercisable.
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