Filing Details
- Accession Number:
- 0001127602-11-012672
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-04-07 15:24:29
- Reporting Period:
- 2011-04-05
- Filing Date:
- 2011-04-07
- Accepted Time:
- 2011-04-07 15:24:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1321646 | Kraton Performance Polymers Inc. | KRA | Plastic Materials, Synth Resins & Nonvulcan Elastomers (2821) | 200411521 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1510666 | Scott G Lee | C/O Kraton Performance Polymers 15710 John F. Kennedy Blvd, Suite 300 Houston TX 77032 | Vice President Of Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-04-05 | 1,092 | $13.90 | 4,428 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-04-05 | 1,092 | $40.00 | 3,336 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Options (Right to Buy) | Disposition | 2011-04-05 | 1,092 | $0.00 | 1,092 | $13.90 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 6,033 | 2020-01-28 | No | 4 | M | Direct |
Footnotes
- Transacted under a 10b5-1 plan that was adopted on March 11, 2011.
- 33 of the options reported above have vested and are immediately exercisable. The remaining options vest ratably on January 28, 2012, January 28, 2013, January 28, 2014 and January 28, 2015, respectively, subject to the Reporting Person being employed by the Company or its affiliates or subsidiaries on the vesting date.
Billionaire Hedge Funds
