Filing Details
- Accession Number:
- 0001209191-21-000172
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-01-04 14:45:59
- Reporting Period:
- 2020-12-09
- Accepted Time:
- 2021-01-04 14:45:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1195734 | Potbelly Corp | PBPB | Retail-Eating Places (5812) | 364466837 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1732502 | P Brandon Rhoten | 111 N Canal Suite 850 Chicago IL 60606 | Svp, Chief Marketing Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-12-09 | 29,712 | $0.00 | 199,118 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-12-18 | 9,599 | $4.86 | 189,519 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Performance Stock Units | Disposition | 2020-12-09 | 29,712 | $0.00 | 29,712 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
59,422 | 2025-05-15 | No | 4 | M | Direct |
Footnotes
- Each performance stock unit represented a contingent right to receive one share of Potbelly Corporation common stock upon the Potbelly Corporation common stock achieving a specified market price target.
- Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 29,712 shares of performance stock units from a June 24, 2020 grant of 118,846 shares of performance stock units. The shares were sold at a range of between $4.86 and $4.9019 per share. The price represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent.