Filing Details
- Accession Number:
- 0001553350-21-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-01-04 11:20:04
- Reporting Period:
- 2020-12-29
- Accepted Time:
- 2021-01-04 11:20:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1282224 | Dolphin Entertainment Inc. | DLPN | Services-Personal Services (7200) | 860787790 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1626973 | Nicholas Stanham | C/O Dolphin Entertainment, Inc. 150 Alhambra Circle, Suite 1200 Coral Gables FL 33134 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2020-12-29 | 1,624 | $3.22 | 7,443 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Footnotes
- The Issuer completed a 5-to-1 reverse stock split effective November 27, 2020. The amount stated includes the post-split adjusted amount. Fractional shares resulting from the reverse stock split were rounded to the nearest whole share.
Billionaire Hedge Funds
