Home > Insider Trading > Filing (0001582945-20-000010)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1425627	Sobr Safe Inc.	SOBR	Periodicals: Publishing Or Publishing & Printing (2721)	260731818

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1794353	John Gary Graham	6400 S. Fiddlers Green Circle Suite 525 Greenwood Village CO 80111		No	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2020-12-07	3,103,028	$1,551,514.00	15,103,028	No	4	P	Indirect	IDTEC, LLC
Common Stock	Acquisiton	2020-12-15	2,743,169	$0.00	17,846,197	No	4	P	Indirect	SOBR SAFE, LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	IDTEC, LLC
No	4	P	Indirect	SOBR SAFE, LLC

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Convertible Promissory Note	Disposition	2020-12-07	0	$0.00	3,103,028	$0.50
Common Stock	8% Series A-1 Preferred Stock	Disposition	2020-12-15	0	$0.00	2,743,169	$1.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2020-06-05		No	4	C	Indirect
0	2019-12-12	2029-12-22	No	4	C	Indirect

Footnotes

Shares were issued to IDTEC, LLC upon conversion of an aggregate of $1,551,514 in principal and interest owed to IDTEC, LLC under a convertible promissory note. The Reporting Person is the Manager of a limited liability company that is the Manager of IDTEC, LLC.
Shares were issued to SOBR Safe, LLC upon the conversion of the Issuer's 8% Series A-1 Convertible Preferred Stock owned by SOBR Safe, LLC, plus accrued dividends owed through the date of conversion. The Reporting Person is the Manager of a limited liability company that is the Manager of SOBR Safe, LLC.
IDTEC, LLC converted the principal and interest owed to it under that certain SOBR Safe, Inc. Convertible Promissory Note dated June 6, 2020 into 3,103,028 shares of the Issuer's common stock. The Reporting Person is the Manager of a limited liability company that is the Manager of IDTEC, LLC.
The promissory note did not have an expiration date.
SOBR Safe, LLC converted its shares of 8% Series A-1 Convertible Preferred Stock, and accrued dividends, into 2,743,169 shares of the Issuer's common stock. The Reporting Person is the Manager of a limited liability company that is the Manager of SOBR Safe, LLC.
SOBR Safe, LLC acquired the 8% Series A-1 Preferred Stock in exchange for $2,700,000.