Filing Details
- Accession Number:
- 0001209191-20-065761
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-12-31 18:13:28
- Reporting Period:
- 2020-12-30
- Accepted Time:
- 2020-12-31 18:13:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1664703 | Bloom Energy Corp | BE | Electrical Industrial Apparatus (3620) | 770565408 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1780654 | Christopher White | 4353 North First Street San Jose CA 95134 | Evp Global Sales | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2020-12-30 | 79,687 | $11.64 | 374,465 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2020-12-30 | 18,666 | $5.50 | 393,131 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2020-12-30 | 154,183 | $28.26 | 238,948 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Stock Option (Right to Buy Class A Common Stock) | Disposition | 2020-12-30 | 79,687 | $0.00 | 79,687 | $11.64 |
| Class A Common Stock | Stock Option (Right to Buy Class A Common Stock) | Disposition | 2020-12-30 | 18,666 | $0.00 | 18,666 | $5.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 145,313 | 2029-06-27 | No | 4 | M | Direct | |
| 37,334 | 2029-11-11 | No | 4 | M | Direct |
Footnotes
- The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- The price reported represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from $27.13 to $28.84 per share. Upon request by the staff of the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- The stock option vested as to 25% of the underlying shares on June 17, 2020, and the remainder will vest as to 1/36th monthly for the next three years, subject to the continuous service of the Reporting Person to the Issuer through each vesting date.
- If the Company's stock price reaches $8 (calculated based on a 30-day average) on or before 11/22/2020, 1/3 of the options vest on 11/11/2020. If the stock price reaches $8 after 11/11/2020 but before 11/11/2024, 1/3 of the Options vest on the date the share price reaches $8. If the stock price reaches $11 on or before 11/11/2021, 1/3 of the options vest on 11/11/2021. If the stock price reaches $11 after 11/11/2021 but before 11/11/2024, 1/3 of the options vest on the date the share price reaches $11. If the stock price reaches $14 on or before 11/11/2022, 1/3 of the options vest on 11/11/2022. If the stock price reaches $14 by 11/11/2022 but before 11/11/2024, 1/3 of the options vest on the date the price reaches $14. If the stock price does not reach $14 by 11/11/2024, 1/3 of the options shall be canceled. Any stock options that have not vested by 11/11/2024 shall be canceled.
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