Filing Details
- Accession Number:
- 0001213900-20-045804
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-12-31 17:22:16
- Reporting Period:
- 2020-12-29
- Accepted Time:
- 2020-12-31 17:22:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1218683 | Wize Pharma Inc. | WIZP | Pharmaceutical Preparations (2834) | 880445167 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1723667 | Brian Jonathan Rubini | C/O Wize Pharma, Inc. 24 Hanagar Street Hod Hasharon L3 4527708 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-12-29 | 4,074,074 | $0.00 | 6,529,813 | No | 4 | X | Direct | |
Common Stock | Disposition | 2020-12-29 | 33,951 | $0.00 | 6,495,862 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2020-12-29 | 350,000 | $0.00 | 6,845,862 | No | 4 | X | Direct | |
Common Stock | Disposition | 2020-12-29 | 2,692 | $0.00 | 6,843,170 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2020-12-29 | 259,037 | $0.00 | 7,102,207 | No | 4 | X | Direct | |
Common Stock | Disposition | 2020-12-29 | 2,159 | $0.00 | 7,100,048 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | X | Direct | |
No | 4 | S | Direct | |
No | 4 | X | Direct | |
No | 4 | S | Direct | |
No | 4 | X | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrant (right to buy) | Disposition | 2020-12-29 | 4,074,074 | $0.00 | 4,074,074 | $0.27 |
Common Stock | Warrant (right to buy) | Disposition | 2020-12-29 | 350,000 | $0.00 | 350,000 | $0.16 |
Common Stock | Warrant (right to buy) | Disposition | 2020-12-29 | 259,037 | $0.00 | 259,037 | $1.97 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2024-12-19 | No | 4 | X | Direct | |
0 | 2019-04-21 | 2023-10-23 | No | 4 | X | Direct |
0 | 2017-11-16 | 2020-12-31 | No | 4 | X | Direct |
Footnotes
- On December 23, 2020 the registrant has voluntary reduced the exercise price of warrants to $0.001. The reporting person exercised a warrant to purchase shares of the registrant's common stock for the reduced exercise price.
- On December 29, 2020 the reporting person exercised a warrant to purchase 4,074,074 shares of the registrant's common stock for $0.27 a share. The reporting person paid the exercise price on a cashless basis, resulting in the registrant withholding of 33,951 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 4,040,123 shares.
- On December 29, 2020 the reporting person exercised a warrant to purchase 350,000 shares of the registrant's common stock for $0.16 a share. The reporting person paid the exercise price on a cashless basis, resulting in the registrant withholding of 2,692 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 347,308 shares.
- On December 29, 2020 the reporting person exercised a warrant to purchase 259,037 shares of the registrant's common stock for $1.97 a share. The reporting person paid the exercise price on a cashless basis, resulting in the registrant withholding of 2,159 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 256,878 shares.
- Exercisable five days following the public announcement of positive clinical data results for LO2A.
- The expiration date was extended from 11/16/2029 to 12/31/2020.