Filing Details
- Accession Number:
- 0001179110-20-012343
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-12-31 16:06:50
- Reporting Period:
- 2020-12-30
- Accepted Time:
- 2020-12-31 16:06:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1070081 | Ptc Therapeutics Inc. | PTCT | Pharmaceutical Preparations (2834) | 043416587 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1578962 | Walter Stuart Peltz | C/O Ptc Therapeutics, Inc. 100 Corporate Court South Plainfield NJ 07080 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-12-30 | 169,781 | $30.86 | 225,866 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-12-30 | 122,790 | $61.43 | 103,076 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-12-30 | 38,779 | $62.34 | 64,297 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-12-30 | 8,212 | $63.19 | 56,085 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-12-30 | 115,937 | $33.02 | 172,022 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-12-30 | 77,939 | $61.43 | 94,083 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-12-30 | 30,060 | $62.27 | 64,023 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-12-30 | 7,938 | $63.25 | 56,085 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right To Buy) | Disposition | 2020-12-30 | 169,781 | $30.86 | 169,781 | $30.86 |
| Common Stock | Stock Option (Right To Buy) | Disposition | 2020-12-30 | 115,937 | $33.02 | 115,937 | $33.02 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,219 | 2026-01-03 | No | 4 | M | Direct | |
| 149,063 | 2029-01-21 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right To Buy) | $490.80 | 2021-04-27 | 541 | 541 | Direct | |
| Common Stock | Stock Option (Right To Buy) | $218.40 | 2022-01-10 | 416 | 416 | Direct | |
| Common Stock | Stock Option (Right To Buy) | $51.00 | 2025-01-01 | 300,000 | 300,000 | Direct | |
| Common Stock | Stock Option (Right To Buy) | $11.23 | 2027-01-02 | 7,875 | 7,875 | Direct | |
| Common Stock | Stock Option (Right To Buy) | $18.01 | 2028-01-02 | 62,500 | 62,500 | Direct | |
| Common Stock | Stock Option (Right To Buy) | $33.02 | 2029-01-21 | 55,000 | 55,000 | Direct | |
| Common Stock | Stock Option (Right To Buy) | $51.16 | 2030-01-28 | 192,500 | 192,500 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2021-04-27 | 541 | 541 | Direct |
| 2022-01-10 | 416 | 416 | Direct |
| 2025-01-01 | 300,000 | 300,000 | Direct |
| 2027-01-02 | 7,875 | 7,875 | Direct |
| 2028-01-02 | 62,500 | 62,500 | Direct |
| 2029-01-21 | 55,000 | 55,000 | Direct |
| 2030-01-28 | 192,500 | 192,500 | Direct |
Footnotes
- This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on November 6, 2020.
- This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $60.90 to $61.89 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $61.90 to $62.89 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $62.91 to $63.55 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $60.88 to $61.87 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $61.89 to $62.77 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $62.93 to $63.55 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- Currently exercisable.
- This option was granted on January 22, 2019 and vests over four years, with 25% of the shares underlying the option vesting on January 22, 2020, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning April 22, 2020.
- This option was granted on January 3, 2017, and vests over four years, with 25% of the shares underlying the option vesting on January 3, 2018, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 3, 2018.
- This option was granted on January 3, 2018, and vests over four years, with 25% of the shares underlying the option vesting on January 3, 2019, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 3, 2019.
- This option was granted on January 22, 2019 and vests over four years, with 50% of the shares underlying the option vesting on January 22, 2022, and the remaining 50% of the original number of shares underlying the option vesting on January 22, 2023.
- This option was granted on January 29, 2020 and vests over four years, with 25% of the shares underlying the option vesting on January 29, 2021, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning April 29, 2021.
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